FORM 4
[ X ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Broad Matthew R
2. Issuer Name and Ticker or Trading Symbol

MAPLEBY HOLDINGS MERGER Corp [ OMX ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
EVP and General Counsel
(Last)          (First)          (Middle)

C/O OFFICEMAX INCORPORATED, 263 SHUMAN BLVD.
3. Date of Earliest Transaction (MM/DD/YYYY)

11/5/2013
(Street)

NAPERVILLE, IL 60563
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   11/5/2013     D    144456   (1) D   (2) 0   D    
Series D Convertible Preferred Stock   11/5/2013     J (3)    2539   D   (3) 0   I   By ESOP Trust  
Common Stock   11/5/2013     J (3)    7626   A   (3) 7626   I   By ESOP Trust  
Common Stock   11/5/2013     D    7626   D   (4) 0   I   By ESOP Trust  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy)   $4.24   11/5/2013     D         55492      (5) 2/12/2016   Common Stock   55492     (5) 0   D    
Employee Stock Option (Right to Buy)   $12.82   11/5/2013     D         36539      (6) 2/11/2017   Common Stock   36539     (6) 0   D    
Employee Stock Option (Right to Buy)   $14.89   11/5/2013     D         28392      (7) 2/9/2018   Common Stock   28392     (7) 0   D    
Employee Stock Option (Right to Buy)   $4.92   11/5/2013     D         53412      (8) 2/16/2019   Common Stock   53412     (8) 0   D    

Explanation of Responses:
( 1)  Includes shares acquired through a dividend reinvestment plan that were not previously reported.
( 2)  Disposed of pursuant to a merger agreement between OfficeMax Incorporated (the "Company"), Office Depot, Inc. ("ODP") and their respective subsidiaries, in exchange for 178,738 shares of ODP common stock and 209,850 ODP restricted stock units, on the effective date of the merger (such merger, the "Merger") (in accordance with the exchange ratio set forth in the merger agreement pursuant to which each share of the Company's common stock was exchanged for 2.69 shares of ODP common stock). The closing price of ODP common stock on November 5, 2013 (the effective date of the Merger) was $5.65 per share.
( 3)  Pursuant to the Certificate of Designation of Convertible Preferred Stock, Series D, each share of OfficeMax Series D Convertible Preferred Stock was redeemed on November 5, 2013, following the redemption date of November 4, 2013, for a redemption price of $45.00 per share, plus all accrued and unpaid dividends thereon. The redemption price was paid in shares of Company common stock, which were valued for such purposes at their Fair Market Value as of the redemption date (as defined in the Certificate of Designation), or $15.415 per share. The reporting person received 7,626 shares of OfficeMax common stock in connection with the redemption of his OfficeMax Series D Convertible Preferred Stock.
( 4)  Disposed of pursuant to a merger agreement between the Company, ODP and their respective subsidiaries, in exchange for 20,514 shares of ODP common stock, on the effective date of the Merger (in accordance with the exchange ratio set forth in the merger agreement pursuant to which each share of the Company's common stock was exchanged for 2.69 shares of ODP common stock). The closing price of ODP common stock on November 5, 2013 (the effective date of the Merger) was $5.65 per share.
( 5)  This stock option, which provided for vesting in three equal annual installments, on each of the first three anniversaries of its 2/12/2009 grant date, was assumed by ODP in connection with the Merger and replaced with an option to purchase 149,273 shares of ODP common stock for $1.58 per share.
( 6)  This stock option, which provided for vesting in three equal annual installments, on each of the first three anniversaries of its 2/11/2010 grant date, was assumed by ODP in connection with the Merger and replaced with an option to purchase 98,289 shares of ODP common stock for $4.77 per share.
( 7)  This stock option, which provided for vesting in three equal annual installments, on each of the first three anniversaries of its 2/9/2011 grant date, was assumed by ODP in connection with the Merger and replaced with an option to purchase 76,374 shares of ODP common stock for $5.54 per share.
( 8)  This stock option, which provided for vesting in three equal annual installments, on each of the first three anniversaries of its 2/16/2012 grant date, was assumed by ODP in connection with the Merger and replaced with an option to purchase 143,678 shares of ODP common stock for $1.83 per share.

Remarks:
In connection with the Merger (defined in the footnotes above), Mapleby Holdings Merger Corporation has become the successor registrant to OfficeMax Incorporated.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Broad Matthew R
C/O OFFICEMAX INCORPORATED
263 SHUMAN BLVD.
NAPERVILLE, IL 60563


EVP and General Counsel

Signatures
/s/ Susan Wagner-Fleming, by POA from Matthew R. Broad 11/7/2013
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Officemax (NYSE:OMX)
Historical Stock Chart
From Nov 2024 to Dec 2024 Click Here for more Officemax Charts.
Officemax (NYSE:OMX)
Historical Stock Chart
From Dec 2023 to Dec 2024 Click Here for more Officemax Charts.