- Additional Proxy Soliciting Materials (definitive) (DEFA14A)
March 16 2009 - 11:04AM
Edgar (US Regulatory)
UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 14A
(RULE 14a-101)
SCHEDULE 14A INFORMATION
PROXY STATEMENT PURSUANT TO SECTION 14(a) OF
THE SECURITIES
EXCHANGE ACT OF 1934
Filed by the
Registrant
þ
Filed by a Party other than the
Registrant
o
Check the appropriate box:
|
|
|
o
Preliminary
Proxy Statement
|
|
|
o
Confidential,
for Use of the Commission Only (as permitted by
Rule 14a-6(e)(2))
|
o
Definitive
Proxy Statement
|
þ
Definitive
Additional Materials
|
o
Soliciting
Material Pursuant to Section 240.14a-12
|
PIPER JAFFRAY COMPANIES
(Name of Registrant as Specified In Its Charter)
(Name of Person(s) Filing Proxy Statement, if Other
Than the Registrant)
Payment of Filing Fee (Check the appropriate box):
|
|
þ
|
No fee required.
|
|
o
|
Fee computed on table below per Exchange Act
Rules 14a-6(i)(1) and 0-11.
|
|
|
(1)
|
Title of each class of securities to which
transaction applies:
|
|
|
(2)
|
Aggregate number of securities to which
transaction applies:
|
|
|
(3)
|
Per unit price or other underlying value of
transaction computed pursuant to Exchange Act Rule 0-11
(set forth the amount on which the filing fee is calculated and
state how it was determined):
|
|
|
(4)
|
Proposed maximum aggregate value of transaction:
|
|
|
o
|
Fee paid previously with preliminary materials.
|
|
o
|
Check box if any part of the fee is offset as
provided by Exchange Act Rule 0-11( a)(2) and identify the
filing for which the offsetting fee was paid previously.
Identify the previous filing by registration statement number,
or the Form or Schedule and the date of its filing.
|
|
|
(1)
|
Amount Previously Paid:
|
|
|
(2)
|
Form, Schedule or Registration Statement No.:
|
*** Exercise Your
Right
to Vote ***
IMPORTANT NOTICE
Regarding the Availability of Proxy Materials
PIPER JAFFRAY COMPANIES
800 NICOLLET MALL, SUITE
800
MAIL STOP J09N05
MINNEAPOLIS, MN 55402
Meeting Information
Meeting Type:
Annual Meeting
For holders as of:
03/10/09
Date:
05/07/09
Time:
3:30 p.m., CDT
|
|
|
Location:
|
|
The Huber Room
Minneapolis Headquarters
12th Floor, U.S. Bancorp
Center
800 Nicollett Mall
Minneapolis, MN 55402
|
You are receiving this communication because you hold
shares in the company named above.
This is not a ballot. You cannot use this notice to vote
these shares. This communication presents only an
overview of the more complete proxy materials that are
available to you on the Internet. You may view the proxy
materials online at
www.proxyvote.com
or easily request a
paper copy (see reverse side).
We encourage you to access and review all of the
important information contained in the proxy materials
before voting.
See the reverse side of this notice to
obtain proxy materials and voting instructions.
Before You Vote
How to Access the Proxy Materials
Proxy Materials Available to VIEW or RECEIVE:
Notice and Proxy Statement Annual Report
How to View Online:
Have the 12-Digit Control Number available (located on the following page) and visit:
www.proxyvote.com
.
How to Request and Receive a PAPER or E-MAIL Copy:
If you want to receive a paper or e-mail copy of these documents, you must request one. There is NO
charge for requesting a copy. Please choose one of the following methods to make your request:
|
|
|
1)
BY INTERNET
:
|
|
www.proxyvote.com
|
2)
BY TELEPHONE
:
|
|
1-800-579-1639
|
3)
BY E-MAIL*
:
|
|
sendmaterial@proxyvote.com
|
*
|
|
If requesting materials by e-mail, please send a blank e-mail with the 12-Digit Control Number
(located on the following page) in the subject line.
|
Requests, instructions and other inquiries sent to this e-mail address will NOT be forwarded to
your investment advisor. To facilitate timely delivery, please make the request as instructed above
on or before 4/22/09.
How To Vote
Please Choose One of The Following Voting Methods
Vote In Person:
Many shareholder meetings have attendance requirements including, but not limited
to, the possession of an attendance ticket issued by the entity holding the meeting. Please check
the meeting materials for any special requirements for meeting attendance. At the Meeting, you will
need to request a ballot to vote these shares.
Vote By Internet:
To vote now by Internet, go to
www.proxyvote.com.
Have the 12 Digit Control Number available and follow the instructions.
Vote By Mail:
You can vote by mail by requesting a paper copy of the materials, which will include
a proxy card.
|
|
|
|
|
|
|
|
|
Voting Items
|
|
|
|
|
|
|
|
|
|
|
|
THE BOARD OF DIRECTORS RECOMMENDS A
|
VOTE
FOR
PROPOSALS 1 AND 2.
|
|
|
|
|
|
|
|
|
|
1.
|
|
|
Election of Directors:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
01
|
)
|
|
Michael R. Francis
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
02
|
)
|
|
B. Kristine Johnson
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
03
|
)
|
|
Addison L. Piper
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
04
|
)
|
|
Lisa K. Polsky
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
05
|
)
|
|
Jean M. Taylor
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2.
|
|
|
Approval of an amendment to the Amended and Restated 2003 Annual and Long-Term Incentive Plan.
|
Piper Jaffray Companies (NYSE:PJC)
Historical Stock Chart
From Jul 2024 to Aug 2024
Piper Jaffray Companies (NYSE:PJC)
Historical Stock Chart
From Aug 2023 to Aug 2024
Real-Time news about Piper Jaffray Companies (New York Stock Exchange): 0 recent articles
More News Articles