Current Report Filing (8-k)
March 10 2023 - 3:31PM
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 7, 2023
PennyMac Mortgage Investment Trust
(Exact name of registrant as specified in its charter)
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Maryland |
001-34416 |
27-0186273 |
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(State or other jurisdiction |
(Commission |
(IRS Employer |
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of incorporation) |
File Number) |
Identification No.) |
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3043 Townsgate Road, Westlake Village, California |
91361 |
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(Address of principal executive offices) |
(Zip Code) |
(818) 224‑7442
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered |
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Common Shares of Beneficial Interest, $0.01 par value |
PMT |
New York Stock Exchange |
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8.125% Series A Cumulative Redeemable Preferred Shares of Beneficial Interest, $0.01 par value |
PMT/PA |
New York Stock Exchange |
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8.00% Series B Cumulative Redeemable Preferred Shares of Beneficial Interest, $0.01 par value |
PMT/PB |
New York Stock Exchange |
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6.75% Series C Cumulative Redeemable Preferred Shares of Beneficial Interest, $0.01 par value |
PMT/PC |
New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(d) Election of Directors. On March 7, 2023, the Board of Trustees (the “Board”) of PennyMac Mortgage Investment Trust (the “Company”) elected Doug Jones, the Company’s President and Chief Mortgage Banking Officer as a non-independent Class III Trustee. Mr. Jones will serve as a Class III Trustee until the Company’s next annual meeting of shareholders in 2024 and until his successor is duly elected and qualified or until his earlier death, resignation or removal. Mr. Jones will not receive any additional compensation for serving on the Board or attending any Board meetings. In addition, there are no other agreements or understandings pursuant to which Mr. Jones was elected as a trustee, and there are no related party transactions between the Company and Mr. Jones.
Item 8.01 Other Events.
On March 10, 2023, the Company also issued a press release announcing the appointment of Mr. Jones as referenced in Item 5.02 above. A copy of the press release is attached hereto as Exhibit 99.1 and incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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PENNYMAC MORTGAGE INVESTMENT TRUST |
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Dated: March 10, 2023 |
/s/ Daniel S. Perotti |
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Daniel S. Perotti
Senior Managing Director and Chief Financial Officer |
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