Current Report Filing (8-k)
July 02 2019 - 1:56PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act
Date of Report (Date of earliest event reported):
July
1,
2019
TRANSCONTINENTAL
REALTY INVESTORS, INC.
(Exact Name of Registrant as
Specified in its Charter)
Nevada
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001-09240
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94-6565852
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(State or other
jurisdiction of incorporation)
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(Commission
File No.)
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(I.R.S. Employer
Identification No.)
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1603 LBJ Freeway, Suite 800
Dallas, Texas
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75234
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code
469-522-4200
Check the appropriate box
below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following
provisions:
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¨
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Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
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Item 5.02. Departure of Directors or Certain
Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
(a) Effective
at the close of business on July 1, 2019, Gene S. Bertcher resigned as Executive Vice President and Chief Financial Officer of
Transcontinental Realty Investors, Inc. (the “
Company
” or the “
Issuer
” or “
TCI
”
or the “
Registrant
”). Mr. Bertcher has been Executive Vice President of the Company since February 2008 and
Chief Financial Officer since November 2, 2009. At the time of his resignation as an officer of the Company, Mr. Bertcher had no
disagreement with the Registrant on any matter relating to the Registrant’s operations, policies or practices. Mr. Bertcher
is (and will continue to be) President, Chief Executive and Chief Financial Officer of New Concept Energy, Inc., a Nevada corporation
(“
GBR
”), which has its Common Stock listed on the NYSE American, positions he has held since November 2004.
Mr. Bertcher also is (and will continue to be) Executive Vice President and Chief Financial Officer of Income Opportunity Realty
Investors, Inc., a Nevada corporation (“
IOR
”), which also has its Common Stock listed on the NYSE American,
positions he has held since February 2008. Mr. Bertcher is also a director, since June 1999 (and was from November 1989 to September
1996), of GBR. Until November 1989, Mr. Bertcher was a partner in Grant Thornton LLP, having served as Chairman of its National
Real Estate and Construction Committee.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this Current Report on Form 8-K to be signed on its behalf
by the undersigned, hereunto duly authorized.
Dated: July 2,
2019
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TRANSCONTINENTAL REALTY INVESTORS, INC.
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By:
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/s/ Daniel J. Moos
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Daniel J. Moos
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President
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