Current Report Filing (8-k)
February 03 2021 - 7:45AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported): February 3, 2021
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W. R. BERKLEY CORPORATION
(Exact name of registrant as specified in its charter)
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Delaware
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001-15202
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22-1867895
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification Number)
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475 Steamboat Road, Greenwich, CT
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06830
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (203) 629-3000
Not Applicable
(Former name or former address, if changed since last report)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrants under any of the following provisions (see
General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class
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Trading Symbol
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Name of Each Exchange
on Which Registered
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Common Stock, par value $.20 per share
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WRB
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New York Stock Exchange
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5.900% Subordinated Debentures due 2056
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WRB-PC
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New York Stock Exchange
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5.75% Subordinated Debentures due 2056
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WRB-PD
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New York Stock Exchange
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5.70% Subordinated Debentures due 2058
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WRB-PE
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New York Stock Exchange
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5.10% Subordinated Debentures due 2059
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WRB-PF
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New York Stock Exchange
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4.25% Subordinated Debentures due 2060
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WRB-PG
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2
of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to
Section 13(a) of the Exchange Act. ☐
Item 8.01 Other Events.
Attached to this Form 8-K as
Exhibit 99.1 and incorporated
herein by reference is certain unaudited financial information relating to the results of operations and financial condition as of, and for the quarter and year ended, December 31, 2020 of W. R. Berkley Corporation (the “Company”). This information
was previously released by the Company and furnished under Item 2.02, Results of Operations and Financial Condition on Form 8-K on January 26, 2021.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
99.1 Unaudited
financial information relating to the Company.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly
authorized.
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W. R. BERKLEY CORPORATION
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By:
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/s/ Richard M. Baio
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Name: Richard M. Baio
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Title: Executive Vice President –
Chief Financial Officer and Treasurer
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Date: February 3, 2021
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