Boards Authorize Action on Preferred Stock
May 08 2008 - 5:35PM
PR Newswire (US)
CHICAGO, May 8 /PRNewswire-FirstCall/ -- The Boards of Directors of
DNP Select Income Fund Inc. (DNP) and Duff & Phelps Utility and
Corporate Bond Trust Inc. (DUC) approved a proposal by the Funds'
investment adviser, Duff & Phelps Investment Management Co., to
proceed with securing a syndicated bank loan facility to enable
both Funds to redeem their outstanding preferred stock. The action
taken today reflects the Boards' continued efforts to address the
lack of liquidity in the auction securities market for the Funds'
preferred shareholders. The Funds' management believes that the
current preferred stock auction and remarketing process may not
provide liquidity for an extended period of time, if ever, and that
the best near-term solution to the liquidity crisis is to obtain
secured credit facilities from a commercial bank. The Boards
concurred with management's recommendation that two of the three
funds advised by Duff & Phelps Investment Management Co. redeem
their outstanding preferred stock and replace most of it with debt
financed leverage. Management is in talks with a commercial bank
about securing a facility that would provide liquidity for
preferred stock shareholders. The portion of preferred stock not
redeemed with a credit facility would be redeemed with the proceeds
from asset sales, resulting in a reduction in the amount of
leverage used by DNP and DUC. A reduction in leverage is
necessitated by a requirement under the Investment Company Act of
1940 to maintain higher asset coverage for debt than for preferred
stock. Management and the Boards of Directors believe that a
reduction in leverage outstanding and the costs associated with
securing a credit facility are necessary given market conditions,
and are in the best long-term interests of the common and preferred
shareholders. Prior to implementing the above actions, there are
several hurdles that will have to be overcome. DNP Select Income
Fund Inc. (DNP), in its original 1987 prospectus, established
certain fundamental investment restrictions that govern its
investment activities, including a limit on aggregate borrowings by
the Fund to 15% of the fund's total assets. Unless and until this
limitation is modified, the Fund can utilize debt-financed leverage
to replace some, but not all, of the Fund's preferred stock. Under
the Investment Company Act of 1940, any change to a fundamental
investment restriction requires shareholder approval. Replacing the
Fund's preferred stock with debt financed leverage will therefore
require approval by the Fund's shareholders of an increase in the
percentage of debt financing that the Fund may utilize. The DNP
Board of Directors has called a special shareholder meeting for
June 30th to hold a vote. In the meantime, the DNP management team
plans to proceed with the syndication of the secured credit
facility. Once the credit facility is in place, the Board has
authorized management to do a partial call of the preferred stock,
with the redemption process and required asset sales to be
completed after receiving shareholder approval to modify the
fundamental investment restriction. The Fund is hopeful that it can
start the redemption process in June with the goal of completion in
the third quarter of this year. Duff & Phelps Utilities and
Corporate Bond Trust Inc. (DUC) has a fundamental investment
restriction on debt of 33 1/3%, which would allow the Fund to
replace its preferred stock with debt financed leverage without a
shareholder vote. The DUC Board of Directors encouraged management
to move forward with the syndication of the bank facility and
authorized the redemption of the preferred stock and required asset
sales once the bank facility is in place. The Fund is hopeful that
it can start the redemption process in June with the goal of
completion in the third quarter of this year. DTF Tax-Free Income
Inc. (DTF) has the same dilemma as all municipal closed-end funds
employing preferred stock leverage. Municipal closed-end funds seek
to pass through tax-exempt income to shareholders, and income
generated from debt financing is generally taxable, with the result
that debt leverage is generally a less advantageous form of
leverage than preferred stock. Currently, regulatory authorities
and industry associations are considering various proposals as
industry-wide solutions to the liquidity crisis. The DTF Board of
Directors and management continue to review these and other
potential alternative structures for the DTF preferred stock but
have not yet arrived at a workable solution. The DTF Board has
directed Fund management to continue its efforts to develop and
evaluate potential solutions that would be in the best interests of
all of the Fund's shareholders. Any potential solution will be
subject to execution risk and dependent on both economic and market
factors beyond management's control. The Boards of Directors and
management of the Funds remain committed to fulfilling their
obligations to both preferred and common shareholders. We believe
that DNP and DUC are in the process of implementing a solution that
will create the desired liquidity for their preferred shareholders
while at the same time allowing for the use of leverage for the
benefit of the Funds' common shareholders. Although there remain
many forces outside the control of the Boards and management that
may still impact the Funds' ability to implement the above
strategy, the Boards and management believe that they will
ultimately succeed in achieving these goals. Management will
implement the proposed refinancing of the preferred stock on a
fund-by-fund and tranche-by-tranche basis. The implementation of
any refinancing described above will depend on a variety of
factors, including challenging financial market conditions and
regulatory, market and economic factors. Management cannot be
certain that it will be able to refinance any specified portion of
its Funds' preferred stock, that credit facilities or other
mechanisms can be entered into or that it will be able to take all
the necessary actions within the specified time frame. There can be
no assurance that any alternative forms of leverage used to
refinance the Funds will not become prohibitively expensive or
unavailable in the future. DNP Select Income Fund Inc. is a
closed-end diversified investment management company. The Fund's
primary investment objectives are current income and long-term
growth of income. The Fund seeks to achieve these objectives by
investing primarily in a diversified portfolio of equity and fixed
income securities of companies in the public utilities industry.
For more information, visit the Fund's website at
http://www.dnpselectincome.com/ or call the Fund at (800) 864-0629.
DATASOURCE: DNP Select Income Fund Inc. CONTACT: Joseph C. Curry,
Jr., +1-502-588-8602, or Dianna P. Wengler, +1-502-588-8603, or
Timothy P. Riordan, +1-502-588-1786, all of DNP Select Income Fund
Inc. Web site: http://www.dnpselectincome.com/
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