UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 10, 2016

 

Glori Energy Inc.
(Exact name of registrant as specified in its charter)

 

Delaware 000-55261 46-4527741
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)

 

4315 South Drive  
Houston, Texas 77053
(Address of principal executive offices) (Zip Code)

 

Registrant’s telephone number, including area code: (713) 237-8880

 

 
(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

Item 2.02 Results of Operations and Financial Condition.

 

On May 13, 2016, Glori Energy Inc. (the “Company”) publicly disseminated a press release announcing its financial results for the first quarter ending March 31, 2016. A copy of the press release is furnished as Exhibit 99.1 hereto and incorporated herein by reference.

 

In accordance with General Instruction B.2 of Form 8-K, the information furnished in Item 2.02, including Exhibit 99.1, shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall such information and Exhibit 99.1 be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

 

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

On May 10, 2016, Ryan McHugh, the Company's Controller and Principal Accounting Officer, tendered his resignation effective May 20, 2016 to pursue a new career opportunity. The Company has commenced the process of identifying and evaluating suitable candidates to fill such vacancy.

 

Item 9.01 Financial Statements and Exhibits.

 

(c) Exhibits . The following is furnished as an exhibit to this Current Report on Form 8-K:

 

Exhibit    
Number   Description of Exhibit
     
99.1   Press release issued by Glori Energy Inc. dated May 13, 2016

 

 

 

 

SIGNATURES

 

    Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    GLORI ENERGY INC.
    (Registrant)
     
May 13, 2016   /s/ Victor M. Perez
(Date)   Victor M. Perez
    Chief Financial Officer
     

 

 

 

 

EXHIBIT INDEX

 

Exhibit    
Number   Description of Exhibit
     
99.1   Press release issued by Glori Energy Inc. dated May 13, 2016

 

 

 

 

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