Form 8.5 (EPT/RI) (3548Z)
January 12 2011 - 7:50AM
UK Regulatory
TIDMAMN
RNS Number : 3548Z
Numis Securities Limited
12 January 2011
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal Numis Securities Limited
trader:
(b) Name of offeror/offeree in ASSET MAN INV ORD 25P
relation to whose relevant
securities this form relates: Use
a separate form for each
offeror/offeree
--------------------------------------
(c) Name of the party to the Asset Management Investment Company
offer with which exempt principal Plc
trader is connected:
--------------------------------------
(d) Date dealing undertaken: 11 January 2011
--------------------------------------
(e) Has the EPT previously NO
disclosed, or is it today
disclosing, under the Code in
respect of any other party to
this offer?
--------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchases/ Total number Highest price Lowest price
relevant sales of per unit per unit
security securities paid/received paid/received
Ordinary Purchase 2,802 67p 67p
shares 10
90/91p
-------------- -------------- -------------- --------------
Ordinary Sale NIL NIL NIL
shares 10
90/91p
-------------- -------------- -------------- --------------
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. reference unit
security e.g. CFD opening/closing a securities
long/short
position,
increasing/reducing
a long/short
position
NIL NIL NIL NIL NIL
------------- -------------------- ------------ -------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type e.g. Expiry Option
relevant description purchasing, securities price American, date money
security e.g. call selling, to which per European paid/
option varying option unit etc. received
etc. relates per
unit
NIL NIL NIL NIL NIL NIL NIL NIL
------------ ------------ ----------- --------- ---------- ------- ---------
(ii) Exercising
Class of relevant Product Number of Exercise price
security description e.g. securities per unit
call option
NIL NIL NIL NIL
------------------ ------------------ ------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
NIL NIL NIL NIL
--------------------- -------- ---------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b) (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or
any agreement or understanding, formal or informal,
relating to relevant securities which may be an inducement
to deal or refrain from dealing entered into by the
exempt principal trader making the disclosure and
any party to the offer or any person acting in concert
with a party to the offer:
If there are no such agreements, arrangements or understandings,
state "none"
N/A
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the exempt principal trader
making the disclosure and any other person relating
to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights or future acquisition or disposal
of any relevant securities to which any derivative
is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
N/A
Date of disclosure: 12 January 2011
Contact name: Adrian Bowers
----------------
Telephone number: 0207 260 1294
----------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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