Brewin Dolphin Holdings PLC Block listing Interim Review (4007L)
September 30 2016 - 9:58AM
UK Regulatory
TIDMBRW
RNS Number : 4007L
Brewin Dolphin Holdings PLC
30 September 2016
Brewin Dolphin Holdings PLC
("Brewin Dolphin" of the "Company")
BLOCK LISTING SIX MONTHLY RETURN
30 September 2016
Name of applicant: Brewin Dolphin Holdings PLC
--------------------------------------------------- -----------------------------------------------------------------
Name of scheme: Blocklisting of Senior Employee Matching Share Scheme Matching
Options granted in December
2008 @ GBP1.086
--------------------------------------------------- -----------------------------------------------------------------
Period of return: From: 1 April 2016 To: 30 September 2016
------------------------- ------------------------ ------------------------- ----------- -------------------------
Balance of unallotted securities under scheme(s)
from previous return: 73,664
--------------------------------------------------- -----------------------------------------------------------------
Plus: The amount by which the block scheme(s) has Nil
been increased since the date of the last
return (if any increase has been applied for):
--------------------------------------------------- -----------------------------------------------------------------
Less: Number of securities issued/allotted under Nil
scheme(s) during period (see LR3.5.7G):
--------------------------------------------------- -----------------------------------------------------------------
Less: Lapsed shares 73,664
--------------------------------------------------- -----------------------------------------------------------------
Equals: Balance under scheme(s) not yet Nil
issued/allotted at end of period:
--------------------------------------------------- -----------------------------------------------------------------
Name of applicant: Brewin Dolphin Holdings PLC
---------------------------------------------------- ----------------------------------------------------------------
Name of scheme: Blocklisting of 2004 Approved Share Option Plan granted in
December 2005 @ GBP1.45
---------------------------------------------------- ----------------------------------------------------------------
Period of return: From: 1 April 2016 To: 30 September 2016
-------------------------- ------------------------ ------------------------- ---------- -------------------------
Balance of unallotted securities under scheme(s)
from previous return: 78,586
---------------------------------------------------- ----------------------------------------------------------------
Plus: The amount by which the block scheme(s) has Nil
been increased since the date of the last
return (if any increase has been applied for):
---------------------------------------------------- ----------------------------------------------------------------
Less: Number of securities issued/allotted under Nil
scheme(s) during period (see LR3.5.7G):
---------------------------------------------------- ----------------------------------------------------------------
Less: Lapsed shares 78,586
---------------------------------------------------- ----------------------------------------------------------------
Equals: Balance under scheme(s) not yet Nil
issued/allotted at end of period:
---------------------------------------------------- ----------------------------------------------------------------
Name of applicant: Brewin Dolphin Holdings PLC
---------------------------------------------------- ----------------------------------------------------------------
Name of scheme: Blocklisting of 2004 Approved Share Option Plan granted in
December 2006 @ GBP1.7525
---------------------------------------------------- ----------------------------------------------------------------
Period of return: From: 1 April 2016 To: 30 September 2016
-------------------------- ------------------------ ------------------------- ---------- -------------------------
Balance of unallotted securities under scheme(s)
from previous return: 164,002
---------------------------------------------------- ----------------------------------------------------------------
Plus: The amount by which the block scheme(s) has Nil
been increased since the date of the last
return (if any increase has been applied for):
---------------------------------------------------- ----------------------------------------------------------------
Less: Number of securities issued/allotted under
scheme(s) during period (see LR3.5.7G): (8,000)
---------------------------------------------------- ----------------------------------------------------------------
Equals: Balance under scheme(s) not yet
issued/allotted at end of period: 156,002
---------------------------------------------------- ----------------------------------------------------------------
Name of applicant: Brewin Dolphin Holdings PLC
---------------------------------------------------- ----------------------------------------------------------------
Name of scheme: Blocklisting of 2004 Approved Share Option Plan granted in
December 2007 @ GBP1.68
---------------------------------------------------- ----------------------------------------------------------------
Period of return: From: 1 April 2016 To: 30 September 2016
-------------------------- ------------------------ ------------------------- ---------- -------------------------
Balance of unallotted securities under scheme(s)
from previous return: 100,226
---------------------------------------------------- ----------------------------------------------------------------
Plus: The amount by which the block scheme(s) has Nil
been increased since the date of the last
return (if any increase has been applied for):
---------------------------------------------------- ----------------------------------------------------------------
Less: Number of securities issued/allotted under
scheme(s) during period (see LR3.5.7G): (4,000)
---------------------------------------------------- ----------------------------------------------------------------
Equals: Balance under scheme(s) not yet
issued/allotted at end of period: 96,226
---------------------------------------------------- ----------------------------------------------------------------
Name of applicant: Brewin Dolphin Holdings PLC
---------------------------------------------------- ----------------------------------------------------------------
Name of scheme: Blocklisting of 2004 Approved Share Option Plan granted in
December 2008 @ GBP1.035
---------------------------------------------------- ----------------------------------------------------------------
Period of return: From: 1 April 2016 To: 30 September 2016
-------------------------- ------------------------ -------------------------- --------- -------------------------
Balance of unallotted securities under scheme(s)
from previous return: 69,080
---------------------------------------------------- ----------------------------------------------------------------
Plus: The amount by which the block scheme(s) has Nil
been increased since the date of the last
return (if any increase has been applied for):
---------------------------------------------------- ----------------------------------------------------------------
Less: Number of securities issued/allotted under Nil
scheme(s) during period (see LR3.5.7G):
---------------------------------------------------- ----------------------------------------------------------------
Equals: Balance under scheme(s) not yet
issued/allotted at end of period: 69,080
---------------------------------------------------- ----------------------------------------------------------------
Name of applicant: Brewin Dolphin Holdings PLC
---------------------------------------------------- ----------------------------------------------------------------
Name of scheme: Blocklisting of 2004 Approved Share Option Plan granted in
December 2009 @ GBP1.657
---------------------------------------------------- ----------------------------------------------------------------
Period of return: From: 1 April 2016 To: 30 September 2016
-------------------------- ------------------------ -------------------------- --------- -------------------------
Balance of unallotted securities under scheme(s)
from previous return: 222,198
---------------------------------------------------- ----------------------------------------------------------------
Plus: The amount by which the block scheme(s) has
been increased since the date of the last Nil
return (if any increase has been applied for):
---------------------------------------------------- ----------------------------------------------------------------
Less: Number of securities issued/allotted under
scheme(s) during period (see LR3.5.7G): (8,000)
---------------------------------------------------- ----------------------------------------------------------------
Equals: Balance under scheme(s) not yet
issued/allotted at end of period: 214,198
---------------------------------------------------- ----------------------------------------------------------------
Name of applicant: Brewin Dolphin Holdings PLC
---------------------------------------------------- ----------------------------------------------------------------
Name of scheme: Blocklisting of 2004 Approved Share Option Plan granted in
December 2010 @ GBP1.48
---------------------------------------------------- ----------------------------------------------------------------
Period of return: From: 1 April 2016 To: 30 September 2016
-------------------------- ------------------------ ------------------------- ---------- -------------------------
Balance of unallotted securities under scheme(s)
from previous return: 156,057
---------------------------------------------------- ----------------------------------------------------------------
Plus: The amount by which the block scheme(s) has
been increased since the date of the last Nil
return (if any increase has been applied for):
---------------------------------------------------- ----------------------------------------------------------------
Less: Number of securities issued/allotted under
scheme(s) during period (see LR3.5.7G): (15,750)
---------------------------------------------------- ----------------------------------------------------------------
Equals: Balance under scheme(s) not yet
issued/allotted at end of period: 140,307
---------------------------------------------------- ----------------------------------------------------------------
Name of applicant: Brewin Dolphin Holdings PLC
---------------------------------------------------- ----------------------------------------------------------------
Name of scheme: Blocklisting of 2004 Approved Share Option Plan granted in
December 2011 @ GBP1.313
---------------------------------------------------- ----------------------------------------------------------------
Period of return: From: 1 April 2016 To: 30 September 2016
-------------------------- ------------------------ -------------------------- --------- -------------------------
Balance of unallotted securities under scheme(s)
from previous return: 72,250
---------------------------------------------------- ----------------------------------------------------------------
Plus: The amount by which the block scheme(s) has
been increased since the date of the last Nil
return (if any increase has been applied for):
---------------------------------------------------- ----------------------------------------------------------------
Less: Number of securities issued/allotted under Nil
scheme(s) during period (see LR3.5.7G):
---------------------------------------------------- ----------------------------------------------------------------
Equals: Balance under scheme(s) not yet
issued/allotted at end of period: 72,250
---------------------------------------------------- ----------------------------------------------------------------
Name of contact: Louise Meads - Company Secretary, Brewin Dolphin Holdings PLC
------------------------------ --------------------------------------------------------------
Telephone number of contact: 0207 248 4400
------------------------------ --------------------------------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
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