CATCo Reinsurance Opps Fund Ltd Holding(s) in Company (9128Y)
January 07 2020 - 1:00AM
UK Regulatory
TIDMCAT
RNS Number : 9128Y
CATCo Reinsurance Opps Fund Ltd
06 January 2020
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible)(i)
1a. Identity of the issuer or the Catco Reinsurance Opportunities Fund
underlying issuer of existing shares Ltd
to which voting rights are attached(ii)
:
---------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer x
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights x
----
An acquisition or disposal of financial instruments
----
An event changing the breakdown of voting rights
----
Other (please specify)(iii) :
----
3. Details of person subject to the notification obligation(iv)
Name Almitas Capital LLC
City and country of registered office United States
(if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
Name
---------------------------------------------
City and country of registered office
(if applicable)
---------------------------------------------
5. Date on which the threshold was 6 January 2020
crossed or reached(vi) :
---------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 6 January 2020
---------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer(vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------ ---------------------- -------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 6.1% 6.1% 743,224,336
------------------ ---------------------- -------------- --------------------
Position of
previous notification
(if
applicable)
------------------ ---------------------- -------------- --------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
-----------------------------
BMG1961Q1592 30,480,684 4.10%
------------------------ ----------------------------- ------------------------- ---------------------
BMG1961Q2095 14,861,981 2.00%
------------------------ ----------------------------- ------------------------- ---------------------
SUBTOTAL 8. A 45,342,665 6.10%
------------------------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date(x) Conversion Period(xi) rights that may rights
instrument be acquired if
the instrument
is
exercised/converted.
----------- ----------------------------------- -------------------------------- ---------------------
SUBTOTAL 8. B 1
----------------------------------- -------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date(x) Conversion cash voting rights rights
instrument Period (xi) settlement(xii)
---------------- ---------------------- ----------------------- --------------------
SUBTOTAL 8.B.2
----------------------- --------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights x
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional
rows as necessary)
Name(xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
---------------------- --------------------- ------------------------
Almitas Capital
LLC 6.10% 6.10%
---------------------- --------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder Almitas Capital LLC
-----------------------------------------------
The number and % of voting rights
held
-----------------------------------------------
The date until which the voting rights
will be held
-----------------------------------------------
11. Additional information(xvi)
Place of completion United States
Date of completion 6 January 2020
---------------
Annex: Notification of major holdings (to be filed with the FCA only)
A: Identity of the person subject to the notification obligation
Full name (including legal form for Almitas Capital LLC
legal entities)
---------------------------------------
Contact address (registered office 1460 4(th) Street, #300, Santa Monica,
for legal entities) California, United States of America,
90401
---------------------------------------
E-Mail rmass@almitascapital.com
---------------------------------------
Phone number / Fax number (310) 573-4343
---------------------------------------
Other useful information
(at least legal representative for
legal persons)
---------------------------------------
B: Identity of the notifier, if applicable
Full name
---------------------------------------
Contact address
---------------------------------------
E-Mail
---------------------------------------
Phone number / Fax number
---------------------------------------
Other useful information (e.g. functional
relationship with the person or legal
entity subject to the notification
obligation)
---------------------------------------
C: Additional information
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
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