CAP-XX Limited Holding(s) in Company (6359V)
February 01 2017 - 1:00AM
UK Regulatory
TIDMCPX
RNS Number : 6359V
CAP-XX Limited
01 February 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or CAP-XX LTD
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
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2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights ü
---------------------------------------------------------- -----------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------- -----------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
---------------------------------------------------------- -----------------------
An event changing the breakdown of voting rights ü
---------------------------------------------------------- -----------------------
Other (please
specify):
----------------------------------------------------- --- -----------------------
3. Full name of person(s) HARGREAVE HALE LIMITED
subject to the
notification obligation:
(iii)
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4. Full name of shareholder(s) DISCRETIONARY CLIENTS
(if different from 3.):(iv)
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5. Date of the transaction 30 JANUARY 2017
and date on
which the threshold is
crossed or
reached: (v)
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6. Date on which issuer 31 JANUARY 2017
notified:
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7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 5%
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8. Notified details:
-----------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
-----------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------- ----------------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- --------------- --------------- ---------------------------- ------------------------- -------------------
Direct Indirect Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ----------- ----------- --------------- ---------- ------------- ------- ----------
AU0000XINAS1 8,765,000 8,765,000 28,765,000 28,765,000 9.6623%
--------------- --------------- ----------- --------------- ---------- ------------- ------- ----------
B: Qualifying Financial Instruments
-----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- --------------- ---------------------------- -------------------------------------- -------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
-----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- --------------- ------------- ------------- --------------------------- --------------------------------
Nominal Delta
--------------- --------------- ------------- ------------- --------------------------- -------------------- ----------
Total (A+B+C)
-----------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------------------- -------------------------------------------------------------
28,765,000 9.6623%
-------------------------------------------------------------- -------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
---------------------------------------------------------------------------------------------------
28,750,000 of these shares are held for unit trusts
operated by Marlborough Fund Managers Ltd, for whom
Hargreave Hale Ltd manages the investments on a discretionary
basis. The remaining balance is held on behalf of other
discretionary clients.
Proxy Voting:
---------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
---------------------------------------------------------------- ---------------------------------
11. Number of voting rights proxy
holder will cease to hold:
---------------------------------------------------------------- ---------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
---------------------------------------------------------------- ---------------------------------
The change in the percentage
13. Additional information: of shares held is due entirely
to participation in the placing
by CAP-XX Ltd, the shares
from which were admitted
to AIM on 30/01/2017.
---------------------------------------------------------------- ---------------------------------
14. Contact name: David Clueit
Hargreave Hale Limited
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15. Contact telephone number: 01253 754739
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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