U and I Group PLC Holding(s) in Company (5315O)
August 21 2017 - 4:23AM
UK Regulatory
TIDMUAI TIDMSLA
RNS Number : 5315O
U and I Group PLC
21 August 2017
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible)(i)
------------------------------------------------------------------------------------------------------------------
1a. Identity of the issuer or the U AND I GROUP PLC
underlying issuer of existing shares
to which voting rights are attached(ii)
:
------------------------------------------------- ---------------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
------------------------------------------------------------------------------------------------------------------
Non-UK issuer
---------------------------------------------------------------------------------------------- ------------------
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
------------------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
---------------------------------------------------------------------------------------------- ------------------
An acquisition or disposal of financial instruments
---------------------------------------------------------------------------------------------- ------------------
An event changing the breakdown of voting rights
---------------------------------------------------------------------------------------------- ------------------
Other (please specify)(iii) : X
Completion of the court-sanctioned scheme of arrangement and all-share
merger under Part 26 of the Companies Act 2006 of Standard Life
plc and Aberdeen Asset Management PLC which became effective on
14 August 2017. As a consequence, various investment management
companies having delegated voting rights across a number of client
portfolios have become affiliated entities (per FCA Glossary definition)
and threshold limits have been triggered
---------------------------------------------------------------------------------------------- ------------------
3. Details of person subject to the notification obligation(iv)
Name
Aggregate of Standard Life Aberdeen
plc affiliated investment management
entities with delegated voting rights
on behalf of multiple managed portfolios
City and country of registered office Edinburgh, Scotland
(if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
------------------------------------------------------------------------------------------------------------------
Name
------------------------------------------------- ---------------------------------------------------------------
City and country of registered office
(if applicable)
------------------------------------------------- ---------------------------------------------------------------
5. Date on which the threshold was 14/08/2017
crossed or reached(vi) :
------------------------------------------------- ---------------------------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 16/08/2017
------------------------------------------------- ---------------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
------------------------------------------------------------------------------------------------------------------
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer(vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------------ ----------------------- ----------------------- ------------------ ------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 6.93 0.00 6.93 125,107,948
------------------------ ----------------------- ----------------------- ------------------ ------------------
Position of N/A N/A N/A
previous notification
(if
applicable)
------------------------ ----------------------- ----------------------- ------------------ ------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
--------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
--------------------------------------------------------------------------------------------------------------------------
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if
possible)
-----------------
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
---------------- -------------------- --------------------- ----------------------------------- ---------------------
GB0002668464 N/A 8,678,641 N/A 6.93
----------------- -------------------- --------------------- ----------------------------------- ---------------------
SUBTOTAL 8. A 8,678,641 6.93
----------------- ------------------------------------------- ----------------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
--------------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date(x) Conversion rights that may rights
instrument Period(xi) be acquired if
the instrument
is
exercised/converted.
----------------- -------------------- --------------------- ----------------------------------- ---------------------
SUBTOTAL 8. B 1
--------------------- ----------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
--------------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Physical or Number of % of voting
financial date(x) Conversion cash voting rights rights
instrument Period (xi) settlement(xii)
---------------- --------------------- --------------------- ---------------- ----------------- ---------------------
SUBTOTAL 8.B.2
---------------- ----------------- ---------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional
rows as necessary)
--------------------------------------------------------------------------------- ----------------------
Name(xv) % of voting % of voting rights Total of both if
rights if through financial it equals or is
it equals instruments if it higher than the
or is higher equals or is higher notifiable threshold
than the than the notifiable
notifiable threshold
threshold
----------------------------------- ----------------- ------------------------- ----------------------
Standard Life Investments
Limited 0.02 0.00 0.02
----------------------------------- ----------------- ------------------------- ----------------------
Aberdeen Asset Managers
Limited 4.17 0.00 4.17
----------------------------------- ----------------- ------------------------- ----------------------
Aberdeen Asset Investments
Limited 2.74 0.00 2.74
----------------------------------- ----------------- ------------------------- ----------------------
10. In case of proxy voting, please identify:
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Name of the proxy holder N/A
------------------------------------------------------ -------------------------------------------------
The number and % of voting rights N/A
held
------------------------------------------------------ -------------------------------------------------
The date until which the voting rights N/A
will be held
------------------------------------------------------ -------------------------------------------------
11. Additional information(xvi)
---------------------------------------------------------------------------------------------------------
As a result of the completion of the court-sanctioned scheme of arrangement
and all-share merger under Part 26 of the Companies Act 2006 of Aberdeen
Asset Management PLC and Standard Life plc which became effective on
14 August 2017, this notification details the assets under management
of the new Combined Group ('Standard Life Aberdeen plc') as of the dates
noted above.
In reference to section 9, the shares detailed are managed by the named
discretionary investment management entity within multiple portfolios
on behalf of underlying clients, based on investment management agreements
whereby the client has delegated the exercise of the voting power to
the referenced investment manager.
---------------------------------------------------------------------------------------------------------
Place of completion Aberdeen, United Kingdom
-------------------- -------------------------
Date of completion 16/08/2017
-------------------- -------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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