Utilico Emerging Markets Limited Holding in Company - Lazard 2 Dec 2016 (8725Q)
December 02 2016 - 10:28AM
UK Regulatory
TIDMUEM
RNS Number : 8725Q
Utilico Emerging Markets Limited
02 December 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or Utilico Emerging Markets
the underlying issuer Ltd
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------------- -----------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights X
------------------------------------------------------------------ --------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------------ --------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------------ --------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------------ --------------------------------
Other (please
specify):
--------------------------------------------------------- ------- --------------------------------
3. Full name of person(s) Lazard Asset Management LLC
subject to the
notification obligation:
(iii)
----------------------------------------------------------- ---------------------------------------
4. Full name of shareholder(s) Bank of New York, Inc - Dir
(if different from 3.):(iv) Personal
Bank of New York, Inc - Global
Custody
JP Morgan Chase - SWIFT
Mellon Trust
Morgan Guaranty - Personal
Custody
Northern Trust Co
State Street Bank - Custodian
- ETC
State Street Bank - Master
Tr - ETC
State Street Bank - Custody
Master Trust
----------------------------------------------------------- ---------------------------------------
5. Date of the transaction 01 December 2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- ---------------------------------------
6. Date on which issuer 02 December 2016
notified:
----------------------------------------------------------- ---------------------------------------
7. Threshold(s) that is/are Decrease from 12% to 10%
crossed or
reached: (vi, vii)
----------------------------------------------------------- ---------------------------------------
8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ----------------------------------- ------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- ---------------- ----------------- -------------- ----------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ------------ ------------- -------------- --------- ------------ ------------ -----------
BMG931151069 25,489,534 21,759,146 10.268%
------------- ---------------- ----------------- -------------- --------- ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- -------------- --------------------------------- ------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- -------------- --------------- ---------------- ------------------------- -----------------------
Nominal Delta
--------------- -------------- --------------- ---------------- ------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
---------------------------------------------------- ----------------------------------------------------------------
21,759,146 10.268%
---------------------------------------------------- ----------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
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Lazard Asset Management LLC controls all the voting
rights held of this issuer.
Proxy Voting:
---------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
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11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------- ------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
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13. Additional information:
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14. Contact name: Legal & Compliance Department
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15. Contact telephone number: 0207 448 2085
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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