D4T4 Solutions PLC Holding(s) in Company (9277H)
August 23 2016 - 8:11AM
UK Regulatory
TIDMD4T4
RNS Number : 9277H
D4T4 Solutions PLC
23 August 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or D4T4 SOLUTIONS PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
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2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights
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An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
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An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
--------------------------------------------------------------- -----------------------
An event changing the breakdown of voting rights x
--------------------------------------------------------------- -----------------------
Other (please
specify):
---------------------------------------------------------- --- -----------------------
3. Full name of person(s) HARGREAVE HALE LIMITED
subject to the
notification obligation:
(iii)
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4. Full name of shareholder(s) DISCRETIONARY CLIENTS
(if different from 3.):(iv)
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5. Date of the transaction 22 AUGUST 2016
and date on
which the threshold is
crossed or
reached: (v)
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6. Date on which issuer 23 AUGUST 2016
notified:
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7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 15%
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8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------- -------------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- --------------- --------------- -------------------------- ------------------------ -------------------
Direct Indirect Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ----------- ----------- ------------- ---------- ------------ ------- ----------
GB0001351955 5,489,750 5,489,750 5,489,750 14.7027%
--------------- --------------- ----------- ------------- ---------- ------------ ------- ----------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- --------------- ---------------------------- ----------------------------------- -------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
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Resulting situation after the triggering transaction
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Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- --------------- ------------- ------------- ------------------------- -------------------------------
Nominal Delta
--------------- --------------- ------------- ------------- ------------------------- ------------------- ----------
Total (A+B+C)
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Number of voting rights Percentage of voting rights
-------------------------------------------------------------- ----------------------------------------------------------
5,489,750 14.7027%
-------------------------------------------------------------- ----------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
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5,175,387 of these shares are held for unit trusts operated
by Marlborough Fund Managers Ltd, for whom Hargreave
Hale Ltd manages the investments on a discretionary
basis. The remaining balance is held on behalf of other
discretionary clients.
Proxy Voting:
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10. Name of the proxy holder:
------------------------------------------------------------- -------------------------------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------- -------------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
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The change in the percentage
13. Additional information: of shares held is due entirely
to the issue of shares by
D4T4 Solutions Plc, which
were admitted to AIM on 22/08/2016.
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14. Contact name: David Clueit,
Hargreave Hale Ltd
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15. Contact telephone number: 01253 754739
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This information is provided by RNS
The company news service from the London Stock Exchange
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August 23, 2016 09:11 ET (13:11 GMT)