Current Report Filing (8-k)
January 26 2023 - 3:27PM
Edgar (US Regulatory)
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0000746514
2023-01-20
2023-01-20
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event
reported) January 26, 2023 (January 20, 2023)
NEW ENGLAND REALTY ASSOCIATES LIMITED PARTNERSHIP
(Exact Name of Registrant as Specified in
Charter)
| Massachusetts |
001-31568 |
04-2619298 |
| |
|
|
| (State or Other Jurisdiction |
(Commission |
(IRS Employer |
| of Incorporation) |
File Number) |
Identification Number) |
| 39 Brighton Avenue, Allston, Massachusetts |
02134 |
| |
|
| (Address of Principal Executive Offices) |
(Zip Code) |
Registrant’s telephone number, including area code (617) 783-0039
N/A
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form
8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(see General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12
under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant
to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant
to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(g) of the Act:
| Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange
on which registered |
| CLASS A LIMITED PARTNERSHIP UNITS |
|
NEN |
|
NYSE AMERICAN |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 3.01. Notice of Delisting or Failure to Satisfy a Continued
Listing Rule or Standard; Transfer of Listing.
As previously disclosed in the Form 8-K filed
by New England Realty Associates Limited Partnership (the "Partnership") with the Securities and Exchange Commission (the “SEC”)
on November 21, 2022, on November 15, 2022, New England Realty Associates Limited Partnership (the "Partnership")
received a notification letter from the Corporate Compliance Department of the NYSE Amex Exchange (the “NYSE Amex”) indicating
that as of November 15, 2022, the Partnership was not in compliance with the NYSE Amex’s standards for continued listing of
the Partnership’s Depositary Receipts on the NYSE Amex as set forth in Section 1007 of the NYSE American Company Guide (the
“Company Guide”) due to the Partnership’s inability to timely file the Partnership’s Form 10-Q for the period
ended September 30, 2022 (the “Delayed Report”). On January 19, 2023, the Partnership filed the Delayed Report with
the SEC. On January 20, 2023, the Partnership received a notification letter from the Corporate Compliance Department of the NYSE
Amex confirming that with the filing of the Delayed Report, the Partnership was being removed from the list of late filers maintained
by the NYSE Amex.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| |
NEW ENGLAND REALTY ASSOCIATES LIMITED PARTNERSHIP |
| |
|
| |
|
| |
By: |
NewReal, Inc., its General Partner |
| |
|
|
| |
|
By |
/s/ Jameson Brown |
| |
|
|
Jameson Brown, its Treasurer |
| Date January 26, 2023 |
|
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