Statement of Changes in Beneficial Ownership (4)
September 03 2021 - 3:03PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Srega Juergen |
2. Issuer Name and Ticker or Trading Symbol
BRUKER CORP
[
BRKR
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Group President Bruker CALID |
(Last)
(First)
(Middle)
BRUKER CORPORATION, 40 MANNING ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/2/2021 |
(Street)
BILLERICA, MA 01821
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 9/2/2021 | | M | | 90000 | A | $18.57 | 232877 | D | |
Common Stock | 9/2/2021 | | M | | 25369 | A | $20.68 | 258246 | D | |
Common Stock | 9/2/2021 | | M | | 35438 | A | $19.82 | 293684 | D | |
Common Stock | 9/2/2021 | | M | | 39468 | A | $22.19 | 333152 | D | |
Common Stock | 9/2/2021 | | S | | 202216 | D | $89.5397 (5) | 130936 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Right to Purchase) | $18.57 | 9/2/2021 | | M | | | 90000 | (1) | 4/3/2023 | Common Stock | 90000 | $0 | 0 | D | |
Stock Option (Right to Purchase) | $20.68 | 9/2/2021 | | M | | | 25369 | (2) | 8/8/2024 | Common Stock | 25369 | $0 | 0 | D | |
Stock Option (Right to Purchase) | $19.82 | 9/2/2021 | | M | | | 35438 | (3) | 8/7/2025 | Common Stock | 35438 | $0 | 0 | D | |
Stock Option (Right to Purchase) | $22.19 | 9/2/2021 | | M | | | 39468 | (4) | 10/4/2026 | Common Stock | 39468 | $0 | 0 | D | |
Explanation of Responses: |
(1) | The stock option granted to the Reporting Person on April 3, 2013 (the "Original Grant Date") vested in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date. |
(2) | The stock option granted to the Reporting Person on August 8, 2014 (the "Original Grant Date") vested in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date. |
(3) | The stock option granted to the Reporting Person on August 7, 2015 (the "Original Grant Date") vested in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date. |
(4) | The stock option granted to the Reporting Person on October 4, 2016 (the "Original Grant Date") vested in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date. |
(5) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.5014 to $90.15, inclusive. The reporting person undertakes to provide to Bruker Corporation, any security holder of Bruker Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Srega Juergen BRUKER CORPORATION 40 MANNING ROAD BILLERICA, MA 01821 |
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| Group President Bruker CALID |
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Signatures
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Sara Hussain, Attorney-in-Fact | | 9/3/2021 |
**Signature of Reporting Person | Date |
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