- Current report filing (8-K)
June 05 2009 - 3:16PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13
OR 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported):
June 2,
2009
Gladstone
Investment Corporation
(Exact name of registrant as specified in its chapter)
Delaware
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814-00704
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83-0423116
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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1521 Westbranch Drive, Suite 200
McLean, Virginia
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22102
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(Address of principal executive offices)
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(Zip Code)
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Registrants
telephone number, including area code:
(703) 287-5800
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions:
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Written communications pursuant to Rule 425
under the Securities Act (17 CFR 230.425)
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o
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Soliciting material pursuant to Rule 14a-12
under the Exchange Act (17 CFR 240.14a-12)
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o
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Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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o
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Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
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Item
2.02 Results of Operations and Financial
Condition
On June 2, 2009,
Gladstone Investment Corporation (the Company) hosted an earnings conference
call to further discuss the financial results of the Company for the quarter
and fiscal year ended March 31, 2009, as released by the Company on June 2,
2009. The transcript of the earnings
conference call is attached hereto as Exhibit 99.1, and is incorporated
herein by reference.
Pursuant
to the rules and regulations of the Securities and Exchange Commission,
the information in this Item 2.02 of Form 8-K and Exhibit 99.1
attached hereto are being furnished and shall not be deemed to be filed
shall not be
deemed filed for purposes of Section 18 of the Securities Exchange Act of
1934, as amended, nor shall it be deemed incorporated by reference in any filing
under the Securities Act of 1933, as amended, except as expressly set forth by
specific reference in such a filing.
Item 9.01 Financial Statements
and Exhibits.
(d) Exhibits.
99.1 Transcript of Gladstone Investment
Corporation Earnings Conference Call for the Quarter and Fiscal Year Ended
March 31, 2009, held on June 2, 2009.
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SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly
authorized.
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Gladstone Investment Corporation
(Registrant)
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June 5, 2009
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By: /s/ Mark Perrigo
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(Mark Perrigo, Chief Financial Officer)
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