Initial Statement of Beneficial Ownership (3)
January 24 2020 - 9:04AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Martin Jeffrey T. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/22/2020
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3. Issuer Name and Ticker or Trading Symbol
KIRKLAND'S, INC [KIRK]
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(Last)
(First)
(Middle)
5310 MARYLAND WAY |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Sr. VP of Omni-Channel Retail / |
(Street)
BRENTWOOD, TN 37027
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 42424 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (right to buy) | (2) | 8/5/2029 | Common Stock | 74468.0 | $1.65 | D | |
Explanation of Responses: |
(1) | These are restricted stock units ("RSUs") that were awarded to Mr. Martin on August 5, 2019, before he became a reporting person. The RSUs vest ratably over four years. |
(2) | These stock options were issued under the Company's 2002 Equity Incentive Plan and vest ratably over four years. The stock options were awarded to Mr. Martin on August 5, 2019, before he became a reporting person. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Martin Jeffrey T. 5310 MARYLAND WAY BRENTWOOD, TN 37027 |
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| Sr. VP of Omni-Channel Retail |
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Signatures
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Carter Todd, attorney in fact for Jeffrey T. Martin | | 1/24/2020 |
**Signature of Reporting Person | Date |
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