Statement of Changes in Beneficial Ownership (4)
July 22 2021 - 6:35PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Baldwin Christopher M |
2. Issuer Name and Ticker or Trading Symbol
HERMAN MILLER INC
[
MLHR
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) __X__ Other (specify below) Group President, MillerKnoll |
(Last)
(First)
(Middle)
855 EAST MAIN AVENUE, P.O. BOX 302 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/19/2021 |
(Street)
ZEELAND, MI 49464
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 7/19/2021 | | A | | 11459 (1) | A | $0.0 | 11459 | D | |
Common Stock | 7/19/2021 | | A | | 4238 (1) | A | $0.0 | 15697 | D | |
Common Stock | 7/19/2021 | | A | | 2807 (1) | A | $0.0 | 18504 | D | |
Common Stock | 7/19/2021 | | A | | 6455 (1) | A | $0.0 | 24959 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Non-Qualified Stock Option (right to buy) | $44.2 | 7/20/2021 | | A | | 5445 | | (2) | 7/20/2031 | Common Stock | 5445 | $0.0 | 5445 | D | |
Restricted Stock Units | (1) | 7/19/2021 | | A | | 2736 | | 11/1/2021 | (1) | Common Stock | 2736 | $0.0 | 2736 | D | |
Restricted Stock Units | (1) | 7/19/2021 | | A | | 2807 | | 2/11/2022 | (1) | Common Stock | 2807 | $0.0 | 5543 | D | |
Restricted Stock Units | (1) | 7/19/2021 | | A | | 4238 | | 2/21/2023 | (1) | Common Stock | 4238 | $0.0 | 9781 | D | |
Restricted Stock Units | (1) | 7/19/2021 | | A | | 11459 | | 2/16/2024 | (1) | Common Stock | 11459 | $0.0 | 21240 | D | |
Restricted Stock Units | (3) | 7/20/2021 | | A | | 1710 | | (4) | (4) | Common Stock | 1710 | $0.0 | 22950 | D | |
Explanation of Responses: |
(1) | The awards were delivered upon conversion of Knoll awards under the terms of the merger agreement. |
(2) | This grant vests in three equal annual installments beginning on the first anniversary of the grant date. |
(3) | Each restricted stock unit represents a contingent right to receive one share of MLHR common stock. |
(4) | The restricted stock units are subject to a three-year vest schedule, vesting 25% on 8/1/2022, 25% on 8/1/2023, and 50% 8/1/2024. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Baldwin Christopher M 855 EAST MAIN AVENUE P.O. BOX 302 ZEELAND, MI 49464 |
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| Group President, MillerKnoll |
Signatures
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By: Jacqueline H. Rice For: Christopher M. Baldwin | | 7/22/2021 |
**Signature of Reporting Person | Date |
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