FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

BALLOWE JEFFREY C 		2. Issuer Name and Ticker or Trading Symbol

ONVIA INC [ ONVI ] 		5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
_____ Officer (give title below)      _____ Other (specify below)
(Last)          (First)          (Middle)

509 OLIVE WAY, SUITE 400 		3. Date of Earliest Transaction (MM/DD/YYYY)

10/19/2017
(Street)

SEATTLE, WA 98101
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3) 		2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8) 		4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 		5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) 		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   10/19/2017     M    2500   A $8.06   94745   D    
Common Stock   10/19/2017     M    5000   A $8.10   99745   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3) 		2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8) 		5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 		6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) 		8. Price of Derivative Security
(Instr. 5) 		9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy)   $8.06   10/19/2017     M      2500         (1) 10/25/2017   Common Stock   2500   $0.00   0   D    
Stock Option (right to buy)   $8.10   10/19/2017     M      5000         (2) 10/19/2017   Common Stock   5000   $0.00   0   D    

Explanation of Responses:
(1)  This stock option was granted under Onvia's 1999 Stock Option Plan on October 25, 2007 and was fully vested on the one year anniversary, October 25, 2008.
(2)  This stock option was granted under Onvia's 1999 Stock Option Plan on October 19, 2007 and vested as follows: 25% of the total shares granted vested on the one year anniversary of the grant, 10/19/2008, and the remaining 75% vested monthly thereafter in 36 equal installments.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
BALLOWE JEFFREY C
509 OLIVE WAY, SUITE 400
SEATTLE, WA 98101 		X



Signatures
Amy Osler, Attorney-in-Fact for Jeff Ballowe 10/19/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Onvia, Inc. (MM) (NASDAQ:ONVI)
Historical Stock Chart
From Oct 2024 to Nov 2024 Click Here for more Onvia, Inc. (MM) Charts.
Onvia, Inc. (MM) (NASDAQ:ONVI)
Historical Stock Chart
From Nov 2023 to Nov 2024 Click Here for more Onvia, Inc. (MM) Charts.