Current Report Filing (8-k)
July 25 2019 - 3:18PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13
OR 15(d) OF THE
SECURITIES EXCHANGE
ACT OF 1934
Date of Report (Date of
earliest event reported): July 25, 2019
SHORE
BANCSHARES, INC.
(Exact name of registrant
as specified in its charter)
Maryland
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0-22345
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52-1974638
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(State or other jurisdiction of
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(Commission file number)
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(IRS Employer
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incorporation or organization)
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Identification No.)
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28969 Information Lane,
Easton, Maryland 21601
(Address of principal
executive offices) (Zip Code)
Registrant’s telephone
number, including area code:
(410) 763-7800
N/A
(Former Name or Former
Address, if Changed Since Last Report)
Securities registered pursuant to Section
12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock
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SHBI
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NASDAQ
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Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under
the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company
¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act.
¨
Item 2.02. Result of Operation and Financial Condition.
On July 25, 2019 Shore Bancshares, Inc.
(the “Company”) issued a press release setting forth the Company’s second quarter and year-to-date 2019
financial results. A copy of the Company’s press release is attached hereto as Exhibit 99.1 and hereby incorporated
by reference.
The information furnished under Item 2.02
and Item 9.01 of this Current Report on Form 8-K, including the exhibit, shall not be deemed “filed” for
purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to liabilities under that
Section, nor shall it be deemed incorporated by reference in any registration statement or other filings of the Company under the
Securities Act of 1933, as amended, except as shall be set forth by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
The exhibits that are filed or furnished
with this report are listed in the Exhibit Index that immediately follows the signatures hereto, which list is incorporated
herein by reference.
EXHIBIT INDEX
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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SHORE BANCSHARES, INC.
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Dated: July 25, 2019
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By:
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/s/ Lloyd L. Beatty, Jr.
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Lloyd L. Beatty, Jr.
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President and Chief Executive Officer
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