Current Report Filing (8-k)
January 08 2019 - 3:41PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form
8-K
Current
Report
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 5, 2019
SunPower Corporation
(Exact name of registrant as specified in its charter)
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Delaware
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001-34166
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94-3008969
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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77 Rio Robles, San Jose, California 95134
(Address of principal executive offices, with zip code)
(408)
240-5500
(Registrants telephone number, including area code)
Check the appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions (
see
General Instruction A.2. below):
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☐ Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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☐ Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
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☐ Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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☐ Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers;
Compensatory Arrangements of Certain Officers.
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On January 5, 2019, SunPower Corporation (the
Company
) and
William P. Mulligan III, its Executive Vice President, Global Operations, agreed that he will transition out of the Company in the coming months. Dr. Mulligan has agreed to continue in his role through March 31, 2019, and has entered into
a Master Services Agreement with the Company, dated January 5, 2019, to be effective April 1, 2019 (the
Consulting Agreement
), pursuant to which he will provide technical and management consulting services to the Company
following his departure. Pursuant to the Consulting Agreement, Dr. Mulligan will provide services from April through December 2019, in exchange for payments of up to a maximum of $225,000. The Company will also reimburse Dr. Mulligan for
reasonable
pre-approved
expenses in accordance with its policies.
On January 8, 2019, the Company issued a press release announcing that it had named Jeff Waters as Chief Executive Officer of the SunPower Technologies
business unit. A copy of the press release is attached as Exhibit 99.1 hereto.
Item 9.01.
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Financial Statements and Exhibits.
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(d) Exhibits
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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SUNPOWER CORPORATION
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January 8, 2019
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By:
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S
/ KENNETH L. MAHAFFEY
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Name:
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Kenneth L. Mahaffey
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Title:
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Executive Vice President and
General Counsel
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