exercise of options to purchase common stock (and excludes 265,057 shares of common stock issuable upon the exercise of options to purchase common stock that will not be vested within 60 days of April 1, 2020) and (c) 1,800 shares of restricted stock, all of which have voting rights and none of which are vested or will vest within 60 days of April 1, 2020.
(4)
Includes (a) 20,718 shares of common stock and (b) 222,222 shares of common stock issuable upon the exercise of options to purchase common stock (and excludes 199,727 shares of common stock issuable upon the exercise of options to purchase common stock that will not be vested within 60 days of April 1, 2020).
(5)
Includes (a) 5,000 shares of common stock and (b) 38,333 shares of common stock issuable upon the exercise of options to purchase common stock (and excludes 26,667 shares of common stock issuable upon the exercise of options to purchase common stock that will not be vested within 60 days of April 1, 2020).
(6)
Includes 80,000 shares of common stock issuable upon the exercise of options to purchase common stock (and excludes 15,000 shares of common stock issuable upon the exercise of options to purchase common stock that will not be vested within 60 days of April 1, 2020).
(7)
Includes 87,865 shares of common stock issuable upon the exercise of options to purchase common stock (and excludes 15,000 shares of common stock issuable upon the exercise of options to purchase common stock that will not be vested within 60 days of April 1, 2020).
(8)
Includes 80,000 shares of common stock issuable upon the exercise of options to purchase common stock (and excludes 15,000 shares of common stock issuable upon the exercise of options to purchase common stock that will not be vested within 60 days of April 1, 2020).
(9)
Includes 92,055 shares of common stock issuable upon the exercise of options to purchase common stock (and excludes 15,000 shares of common stock issuable upon the exercise of options to purchase common stock that will not be vested within 60 days of April 1, 2020).
(10)
Includes 11,667 shares of common stock issuable upon the exercise of options to purchase common stock (and excludes 38,333 shares of common stock issuable upon the exercise of options to purchase common stock that will not be vested within 60 days of April 1, 2020).
(11)
Includes (a) 646,161 shares of common stock; (b) 2,215,664 shares of common stock issuable upon the exercise of options to purchase common stock (and excludes 1,213,888 shares of common stock issuable upon the exercise of options to purchase common stock that will not be vested within 60 days of April 1, 2020); and (c) 1,800 shares of restricted stock, all of which have voting rights and will not be vested within 60 days of April 1, 2020.
(12)
Based on information reported by Mr. Rapp on Schedule 13G/A filed with the SEC on January 15, 2019. The address of Mr. Rapp is c/o Broadband Capital Investments LLC, 1110 Brickell Avenue, Suite 430, Miami, Florida 33131.
(13)
Based solely on information reported by The Vanguard Group on a Schedule 13G filed with the SEC on February 11, 2020, which reported aggregate beneficial ownership of 1,673,962 shares of our common stock as of December 31, 2019. The address of The Vanguard Group is 100 Vanguard Boulevard, Malvern, Pennsylvania 19355. The Vanguard Group reported that it possessed sole voting power and shared dispositive power of 45,568 shares and that it possessed sole dispositive power of 1,628,394 shares. Vanguard also reported that it did not possess sole voting power over any shares beneficially owned.
(14)
Based solely on information reported by BlackRock, Inc. on a Schedule 13G filed with the SEC on February 7, 2020, which reported aggregate beneficial ownership of 1,513,605 shares of our common stock as of December 31, 2019. The address of BlackRock, Inc. is 55 East 52nd Street, New York, New York 10055. BlackRock reported that it possessed, directly or through one or more subsidiaries, sole voting power of 1,495,872 shares and sole dispositive power of 1,513,605 shares. BlackRock also reported that it did not possess shared voting or dispositive power over any shares beneficially owned.
(15)
Based solely on information reported by ETF Managers Group LLC on Schedule 13G/A with the SEC on December 2, 2019. The address of ETF Managers Group LLC is 30 Maple Street, Suite 2, Summit, New Jersey 07091. ETF Managers Group reported that it possessed sole voting and dispositive power of 2,683,403 shares. ETF Managers Group also reported that it did not possess shared voting or dispositive power over any shares beneficially owned.