Initial Statement of Beneficial Ownership (3)
March 04 2021 - 4:25PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Hogan Ken |
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/28/2021
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3. Issuer Name and Ticker or Trading Symbol
MERITOR, INC. [MTOR]
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(Last)
(First)
(Middle)
C/O MERITOR, INC., 2135 WEST MAPLE ROAD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) SVP & Pres. Truck, EUR & APAC / |
(Street)
TROY, MI 48084-7186
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 16047 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Share Units | (1) | (1) | Common Stock | 1854.0 | $0.0 | D | |
Restricted Share Units | (2) | (2) | Common Stock | 10537.0 | $0.0 | D | |
Restricted Share Units | (3) | (3) | Common Stock | 1584.0 | $0.0 | D | |
Restricted Share Units | (4) | (4) | Common Stock | 6424.0 | $0.0 | D | |
Explanation of Responses: |
(1) | Restricted Share Units ("RSUs") of Meritor, Inc. (the "Company") granted on December 1, 2020. Each RSU represents the right to receive one share of common stock of the Company or its cash equivalent upon the vesting date, which occurs at the earlier of three years from the date of grant or upon termination of employment with the Company under certain circumstances. |
(2) | RSUs granted on May 4, 2020. Each RSU represents the right to receive one share of common stock of the Company or its cash equivalent upon the vesting date, which occurs at the earlier of three years from the date of grant or upon termination of employment with the Company under certain circumstances. |
(3) | RSUs granted on December 1, 2019. Each RSU represents the right to receive one share of common stock of the Company or its cash equivalent upon the vesting date, which occurs at the earlier of three years from the date of grant or upon termination of employment with the Company under certain circumstances. |
(4) | RSUs granted on December 1, 2018. Each RSU represents the right to receive one share of common stock of the Company or its cash equivalent upon the vesting date, which occurs at the earlier of three years from the date of grant or upon termination of employment with the Company under certain circumstances. |
Remarks: Exhibit List: Exhibit 24 - Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Hogan Ken C/O MERITOR, INC. 2135 WEST MAPLE ROAD TROY, MI 48084-7186 |
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| SVP & Pres. Truck, EUR & APAC |
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Signatures
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/s/ Ken Hogan | | 3/4/2021 |
**Signature of Reporting Person | Date |
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