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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of July 2022

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

13-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F X                 Form 40-F                 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):                 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):                 

 

 

 

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Information furnished on this form:

EXHIBIT

 

Exhibit Number

1.    (English Translation) Share Buyback Report for the reporting month from June 1, 2022 to June 30, 2022.

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  NOMURA HOLDINGS, INC.

Date: July 14, 2022

  

By:

  

/s/ Yoshifumi Kishida

    Yoshifumi Kishida
    Senior Managing Director

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[Translation of Share Buyback Report for the reporting month from June 1, 2022 to June 30, 2022 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on July 14, 2022]

Class of Shares: Common Stock

 

1.

Status of repurchase

 

(1)

Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)

Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

as of June 30, 2022

 

     Number of Shares      Total Repurchase
Amount (JPY)		  

Authorization pursuant to the resolution of the Board (April 26, 2022)

(Period of repurchase: from May 17, 2022 to March 31, 2023 (excluding the ten business days following the announcement of each quarterly financial results))

          50,000,000        30,000,000,000  

Repurchases during this reporting month (Date of repurchase)

     


 (Date)

June 1

June 2

June 3

June 6

June 7

June 8

June 9

June 10

June 13

June 14

June 15

June 16

June 17

June 20

June 21

June 22
June 23

  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 
 

    

 1,231,400

1,231,400

1,231,400

1,315,700

1,315,700

1,315,700

1,315,700

1,315,700

1,916,300

1,916,300

1,916,300

1,916,300

1,916,300

1,933,700

1,751,300

1,933,700

1,933,700

  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

     

 629,935,500

631,629,650

629,852,300

664,339,570

670,653,540

661,902,760

661,806,300

651,802,930

937,351,850

930,015,060

941,595,660

954,384,590

934,437,690

943,655,880

867,887,950

961,997,670

968,896,260

  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

    

 

 

     

 

 

  

Total

      —         27,406,600        13,642,145,160  
    

 

 

     

 

 

  

Aggregate shares repurchased as of the end of this reporting month

                         46,958,200        23,207,876,130  
    

 

 

     

 

 

  

Progress of share repurchase (%)

        93.9        77.4  

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2.

Status of disposition

as of June 30, 2022

 

     Number of shares disposed in
the reporting month		      Aggregate amount
of disposition (JPY)		  

Treasury shares disposed subject to procedures for issuance of new shares

    (Date)

—  

     —          —    
    

 

 

     

 

 

  

Subtotal

    —       —          —    
    

 

 

     

 

 

  

Treasury shares canceled

    (Date)

—  

     —          —    
    

 

 

     

 

 

  

Subtotal

    —       —          —    
    

 

 

     

 

 

  

Treasury shares transferred upon merger, share exchange, share delivery or demerger

    (Date)

—  

     —          —    
    

 

 

     

 

 

  

Subtotal

    —       —          —    
    

 

 

     

 

 

  

Other (upon request for purchasing “less-than-a-full-unit shares”)

    (Date)

June 8

June 16

    

 19

79

  

 

     

 9,758

39,594

  

 

    

 

 

     

 

 

  

Subtotal

    —       98        49,352  
    

 

 

     

 

 

  

Other (exercise of stock acquisition rights)

    (Date)

June 1

June 7

June 10

June 14

June 22

June 23

June 28

June 30

    

 30,200

10,100

6,100

3,900

2,400

2,300

2,000

4,600

  

 

 

 

 

 

 

 

     

 30,200

10,100

6,100

3,900

2,400

2,300

2,000

4,600

  

 

 

 

 

 

 

 

    

 

 

     

 

 

  

Subtotal

    —       61,600        61,600  
    

 

 

     

 

 

  

Other (delivery of shares under Restricted Stock Units plan)

    (Date)

—  

     —          —    
    

 

 

     

 

 

  

Subtotal

    —       —          —    
    

 

 

     

 

 

  

Total

    —              61,698                    110,952  
    

 

 

     

 

 

  

 

3.

Status of shares held in treasury

as of June 30, 2022

 

As of the end of the reporting month

    Number of Shares  

Total number of issued shares

      3,233,562,601  

Number of shares held in treasury

      229,333,336  

Note) In relation to “2. Status of disposition” and “3. Status of shares held in treasury” above, the disposition of treasury shares relating to Restricted Stock Units as equity compensation is recorded based on the contribution date of a monetary compensation claim. The number of shares held in treasury above therefore includes reduction in number of shares as a result of disposition of treasury shares as equity compensation in exchange for contribution-in-kind of monetary compensation claims on or before June 30, 2022.

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