Current Report Filing (8-k)
January 18 2017 - 3:16PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington
,
D.C. 20549
FORM 8-K
C
URRENT REPORT
P
ursuant
to Section 13 or 15(d) of
T
he Securities Ex
c
hange Act of 1934
Date of Report (Date of earliest event reported)
:
January 18, 2017
T
he
C
harles
S
chwab
Corporation
(Exact name of registrant as specified in its charter)
Commission File Number: 1-9700
|
|
Delaware
(State or other jurisdiction
of incorporation)
|
94-3025021
(I.R.S. Employer
Identification No.)
|
211
Main
Street,
San Francisco
,
CA
9410
5
(Address of
principal executive offices, including
zip code)
(415)
667
-7000
(
Registrant’s telephone number, including area code
)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions
:
|
|
☐
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
|
☐
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
|
☐
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
|
☐
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
|
|
Item 2.02
|
Results of Operations and Financial Condition
|
On
January 18, 2017
, The Charles Schwab Corporation issued a press release announcing its financial
results for the
quarter
ended
December 31, 2016
. A copy of the press release is furnished as Exhibit 99.1 to this report.
|
|
Item 9.01
|
Financial Statements and Exhibits
|
|
|
(d)
|
Exhibits
|
|
|
99.1
|
Press Release dated
January 18, 2017
(“
Schwab Fourth Quarter Net Income of $522 Million Caps Record Year – 2016 Revenues Rise 17% to $7.5 Billion, Net Income Grows 31% to $1.9 Billion, Both Records – Total Client Assets Rise 11% to a Record $2.78 Trillion at Year-end
”)
|
S
ignature(s)
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its beha
lf by the undersigned
hereunto duly authorized.
|
|
|
|
|
THE CHARLES SCHWAB CORPORATION
|
|
|
|
|
|
|
Date:
January 18, 2017
|
By:
|
/s/ Joseph R. Martinetto
|
|
|
Joseph R. Martinetto
|
|
|
Senior
Executive
Vice President and Chief Financial
Officer
|
Exhibit Index
|
|
Exhibit No.
|
Description
|
|
|
Ex 99.1
|
Press Release dated
January 18, 2017
(“
Schwab Fourth Quarter Net Income of $522 Million Caps Record Year – 2016 Revenues Rise 17% to $7.5 Billion, Net Income Grows 31% to $1.9 Billion, Both Records – Total Client Assets Rise 11% to a Record $2.78 Trillion at Year-end
”)
|
Charles Schwab (NYSE:SCHW)
Historical Stock Chart
From Apr 2024 to May 2024
Charles Schwab (NYSE:SCHW)
Historical Stock Chart
From May 2023 to May 2024