UPDATE: Colonial BancGroup Target Of Federal Criminal Probe
August 07 2009 - 2:04PM
Dow Jones News
Colonial BancGroup Inc.'s (CNB) struggle to find the capital to
survive received another severe blow with the bank's announcement
that it is the target of a federal criminal investigation.
The bank, which recently acknowledged it may not be able to
continue as a going concern, said Friday the Department of Justice
is investigating the lending division that originates mortgages,
which the bank doesn't intend to keep, as well as related
accounting irregularities over several years.
"It makes the bank radioactive" and a deal with either another
bank or private equity investors "very, very challenging," said
Lawrence Kaplan, a lawyer with Paul, Hastings, Janofsky &
Walker LLP.
Colonial said in a press release it received subpoenas from the
Securities and Exchange Commission related to the capital it set
aside for soured loans and its effort to participate in the U.S.
Treasury's Troubled Asset Relief Program, and from the Special
Inspector General for the TARP.
Further, the Montgomery, Ala., bank said the Alabama State
Banking Board will meet on Aug. 12 and ask the bank to consent to
be taken into receivership by the Federal Deposit Insurance Corp.,
should the State Banking Department and the FDIC deem such action
necessary. The FDIC usually decides on Wednesdays which banks will
be closed the following Friday.
In essence, Colonial put the public on notice that "the patient
is in hospice," Kaplan said.
Colonial said it "continues to explore all possible
capital-raising alternatives" that would allow it to survive.
Friday's announcement follows a slew of regulatory action,
including cease and desist orders and demands by authorities to
raise capital quickly. The Federal Reserve ordered Colonial to
submit a capital plan by Aug. 21.
The regulatory and legal troubles, along with Colonial's severe
shortage of capital, throw more doubt over the bank's ability to
survive.
"The criminal investigation is not the killer in and by itself,
but it may be the straw that breaks the camel's back," said Kip
Weissman, a partner with law firm Luse Gorman Pomerenk & Schick
PC.
Whether the investigation is an impediment for a buyer is
another matter. It makes due diligence much harder, because a buyer
would assume that there are more issues that could surface, though
the example of the sale of Riggs National Bank a few years ago to
PNC Financial Services Group Inc. (PNC) shows a deal is manageable
even with the threat of a fine related to criminal charges.
Should Alabama state regulators and the FDIC allow Colonial to
fail, any fine would stick with the FDIC, according to Kaplan. In
bank bankruptcies, the FDIC sells the branches and as many assets
as it can, but the shelf holding company - and with it its legal
obligations - remain under FDIC receivership.
Colonial has struggled with bad construction loans to
developers, particularly in Florida and Georgia, but has an
attractive branch network and deposit base for a buyer willing to
take the risk of bad loans or able to strike a deal with the FDIC
to guarantee some of Colonial's expected losses.
So far, the FDIC has little incentive to let the bank fail
because there is apparently no run on the bank's deposits. The bank
is running out of equity fast, but "depositors seem to be numb" to
the bank's problems, said Sandler O'Neill & Partners LP analyst
Kevin Fitzsimmons.
U.S. federal agents raided the Florida offices of Colonial
BancGroup Inc. and wholesale mortgage lender Taylor, Bean &
Whitaker Mortgage Corp. on Monday, just days after a financial deal
between the two firms fell through. Taylor Bean, which closed its
mortgage lending business on Wednesday, had been willing to provide
Colonial with the capital that Treasury set as a condition to allow
the bank to participate in TARP.
The Special Inspector General for the $700 billion TARP
disclosed earlier that its agents had executed search warrants at
the two offices but offered no further details about the ongoing
investigation.
Colonial BancGroup said Friday it plans to cooperate with the
investigation. The bank did not return calls seeking further
details.
Colonial's shares fell almost 20% to about 57 cents.
-By Matthias Rieker and Tess Stynes, Dow Jones Newswires;
212-416-2471; matthias.rieker@dowjones.com