Current Report Filing (8-k)
March 21 2022 - 8:01AM
Edgar (US Regulatory)
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2022-03-21
2022-03-21
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(D) OF
THE
SECURITIES EXCHANGE ACT OF 1934
Date
of Report: March 21, 2022
(Earliest
Event Date requiring this Report: March 21, 2022)
CAPSTONE
COMPANIES, INC.
(EXACT
NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
Florida |
0-28331 |
84-1047159 |
(State of Incorporation or Organization) |
(Commission File Number) |
I.R.S. Employer Identification No.) |
431
Fairway Drive, Suite 200
Deerfield
Beach, Florida 33441
(Address
of principal executive offices)
(954)
570-8889, ext. 313
(Registrant’s
telephone number, including area code)
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions (see General Instructions A.2. below):
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check
mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter). Emerging growth company ☐
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any
new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities
registered pursuant to Section 12(b) of the Act: None
Title
of Class of Securities. |
Trading
Symbol(s). |
Name
of exchange on which registered |
N/A |
N/A |
N/A |
The Registrant’s
Common Stock is quoted on the OTCQB Venture Market of the OTC Markets Group, Inc. under the trading symbol “CAPC.”
Item 2.02. Results of Operations and Financial Condition.
Item 7.01. Regulation FD Disclosure.
On March 21, 2022, Capstone Companies, Inc., a Florida
corporation, (the “Company”), issued a press release announcing an upcoming webcast and conference call to discuss the operating
and financial results for the fiscal year ended December 31, 2021. The Company anticipates filing its Form 10-K Annual Report for the
fiscal year end of December 31, 2021, with the Commission on March 31, 2022.
The investor conference call will be held on Friday,
April 1, 2022, at 10:30 a.m., Eastern Standard Time (“EST”). The telephone number for the webcast/conference call is (201)
689-8562.
A copy of the March 21, 2021, press release is attached
as Exhibit 99.1 to this Current Report on Form 8-K. A transcript of the April 1, 2021, webcast and conference call together with any such
materials referenced during the webcast and conference call shall be filed as Exhibit 99.2 to an Amendment Number One to this Current
Report on Form 8-K. The disclosures in Item 7.01/Item 2.02 above and Exhibit 99.1 to his Current Report on Form 8-K shall not be deemed
“filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or incorporated by reference in any
filing by the Company under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such
a filing.
Item 9.01. Financial Statements and Exhibits.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as
amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CAPSTONE COMPANIES, INC., A FLORIDA CORPORATION
By: /s/ Stewart Wallach
Stewart Wallach, Chief Executive Officer
Dated: March 21, 2022
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