Current Report Filing (8-k)
June 26 2013 - 5:01AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
June 25, 2013
3DIcon Corporation
(Exact name of
registrant as specified in charter)
Oklahoma |
000-54697 |
73-1479206 |
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
6804 South Canton Avenue, Suite 150
Tulsa, OK |
74136 |
(Address of principal executive offices) |
(Zip Code) |
Registrant’s telephone number, including
area code: (918) 494-0505
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
| o | Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| o | Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| o | Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| o | Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 7.01. |
Regulation FD Disclosure |
Item 8.01. |
Other Events |
A letter to the shareholders
of 3DIcon Corporation (the “Company”) was issued on June 25, 2013. In his letter, the Company’s Chief Executive
Officer, Mark Willner, provided an update on the recent progress the Company has made in development of its CSpace® volumetric
3D display technology and the Company’s plans to work on end-product platforms for its CSpace® technology upon the targeted
October 2013 completion of its third and final laboratory prototype, Lab Proto 3. He opined on the Company’s competitive
position with other 3D display technologies and prototypes that he and the Company’s Senior Technical Advisor Dr. George
Melnik had recently learned about or saw first-hand at a display industry conference and prototype demonstration. He updated shareholders
on the status of the Company’s funding proposal in support of the commercialization of CSpace® technology with the Oklahoma
Center for the Advancement of Sceince and Technology and explained that the Company is simultaneously seeking federal funding opportunities.
In addition, Mr. Willner described the Company's continued plans to enter into the 3D glasses-free flat screen display and digital
signage industry and his belief, based on meetings with dozens of companies, that the Company has a “unique and compelling
strategy” for entering the industry. At this time, the Company does not have any definitive agreements in place and no assurances
can be made the Company will be able to consummate a transaction that would allow entry into the glasses-free flat screen 3D display
or content space.
Mr. Willner also announced
that The Depository Trust Company (“DTC”), a subsidiary of The Depository Trust & Clearing Corporation that provides
custody and electronic clearing services for “book-entry” changes to ownership of the Company’s common stock,
informed the Company that DTC has determined to lift the suspension of deposits into and post-trade settlement services in DT'C’s
electronic stock transfer system (the “DTC Chill”). As a result of DTC’s determination to lift the DTC Chill,
DTC has resumed accepting deposits of the Company’s common stock for depository and book-entry transfer services.
A copy of Mr. Willner’s
letter is attached herewith as Exhibit 99.1. A copy of the press release announcing the letter is attached herewith as Exhibit
99.2.
The
information in this Item 7.01 disclosure, including Exhibits 99.1 and 99.2, is being furnished and shall not be deemed “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject
to the liabilities under that Section. In addition, the information in this Item 7.01 disclosure, including Exhibits 99.1 and 99.2,
shall not be incorporated by reference into the filings of the Company under the Securities Act of 1933, as amended, or the Exchange
Act, except as shall be expressly set forth by specific reference in such filing.
Item 9.01. |
Financial Statements and Exhibits |
|
99.1 |
Letter to shareholders from 3DIcon’s Chief Executive Officer, Mark Willner |
|
99.2 |
Press release dated June 25, 2013 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: June 26, 2013 |
3DICON CORPORATION |
|
|
|
|
|
|
|
By: |
/s/ Mark Willner |
|
Name: |
Mark Willner |
|
Position: |
Chief Executive Officer |
Coretec (QB) (USOTC:CRTG)
Historical Stock Chart
From Apr 2024 to May 2024
Coretec (QB) (USOTC:CRTG)
Historical Stock Chart
From May 2023 to May 2024