Amended Statement of Ownership (sc 13g/a)
February 10 2015 - 10:50AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
IntelGenx Technologies Corp.
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
45822R101
(CUSIP Number)
December 31, 2014
(Date of Event Which Requires
Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
|
[X] |
Rule 13d-1(b) |
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[ ] |
Rule 13d-1(c) |
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[ ] |
Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a
reporting persons initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be filed for the purpose of Section 18 of the
Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities
of that section of the Act but shall be subject to all other provisions of the
Act (however, see the Notes).
Persons who respond to the collection of information
contained in this form are not required to respond unless the form displays a
currently valid OMB control number.
Page 1 of 5 pages
1. |
NAMES OF REPORTING PERSONS Roadmap Capital Inc. ("Roadmap")
I.R.S. Identification Nos. of above
persons (entities only).
N/A
|
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See instructions)
(a) [ ]
(b) [ ] |
3. |
SEC USE ONLY
|
4. |
CITIZENSHIP OR PLACE OF ORGANIZATION
Canada
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5. |
SOLE VOTING POWER
0
|
6. |
SHARED VOTING POWER
3,568,847 (1)
|
7. |
SOLE DISPOSITIVE POWER
0
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8. |
SHARED DISPOSITIVE POWER
3,568,847 (1)
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9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,568,847 (1)
|
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See
Instructions)
[ ]
|
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.62% (2)
|
12. |
TYPE OF REPORTING PERSON (See Instructions)
FI
|
(1) This amount includes 3,568,847 shares of common stock owned of record
by BluMont Innovation PE Strategy, as to which Roadmap acts as an investment
adviser.
(2) Based upon 63,465,256 shares of the Issuers stock issued and outstanding as
of November 7, 2014 (as reported in the Issuers Quarterly Report on Form 10-Q filed
on November 12, 2014).
Page 2 of 5 pages
Item 1.
IntelGenx Technologies Corp.
(b) |
Address of Issuers Principal Executive
Offices |
6425 Abrams, Ville St. Laurent, Quebec, Canada H4S 1X9
Item 2.
(a) |
Name of Person Filing |
Roadmap Capital Inc.
(b) |
Address of Principal Business Office or, if none,
Residence |
130 Bloor Street West, Suite 603, Toronto, Ontario, Canada M5S
1N5
(c) |
Citizenship or Place of
Organization |
Canada
(d) |
Title of Class of Securities |
Common Stock
45822R101
Item 3. If the statement is filed pursuant to §§ 240.13d
-1(b) or 240.13d -2(b) or (c), check whether the person filing is a:
(a) |
[ ] |
Broker or dealer registered under section 15 of the Act
(15 U.S.C. 78c); |
|
|
|
(b) |
[ ] |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C.
78c); |
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|
(c) |
[ ] |
Insurance company as defined in section 3(a)(19) of the
Act (15 U.S.C. 78c); |
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(d) |
[ ] |
Investment company registered under section 8 of the
Investment Company Act of 1940 (15 U.S.C. 80a-8); |
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(e) |
[ ] |
An investment adviser in accordance with §
240.13d-1(b)(1)(ii)(E); |
|
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(f) |
[ ] |
An employee benefit plan or endowment fund in accordance
with § 240.13d-1(b)(1)(ii)(F); |
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(g) |
[ ] |
A parent holding company or control person in accordance
with § 240.13d-1(b)(1)(ii)(G); |
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(h) |
[ ] |
A savings associations as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813); |
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(i) |
[ ] |
A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3); |
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|
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(j) |
[X] |
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(K) |
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(k) |
[ ] |
Group, in accordance with §
240.13d-1(b)(1)(ii)(J). |
If filing as a non-U.S. Institution in
accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of
institution: investment adviser registered in Ontario, Canada.
Page 3 of 5 pages
Item 4. Ownership.
The information required by Items 4(a)-(c) is set
forth in Rows 5-11 of the cover page and is incorporated herein by reference.
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to
report the fact that as of the date hereof the reporting person has ceased to be
the beneficial owner of more than five percent of the class of securities, check
the following. [ ]
Item 6. Ownership of More than Five Percent on Behalf of
Another Person.
The securities as to which this
schedule is filed by Roadmap, in its capacity as investment adviser, are owned
of record by BluMont Innovation PE Strategy (BIPES). BIPESs fund manager,
Arrow Capital Management Inc., shares the right to receive, or the power to
direct the receipt of, dividends from, or the proceeds fro m the sale of, such
securities with Roadmap.
Item 7. Identification and Classification of the Subsidiary
Which Acquired the Security Being Reported on By the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the
Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable
Item 10. Certification.
By signing below I certify that, to the
best of my knowledge and belief, the securities referred to above were not
acquired and are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were no t acquired
and are not held in connection with or as a participant in any transaction
having that purpose or effect.
Page 4 of 5 pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
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February 9, 2015 |
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Date |
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Roadmap Capital Inc. |
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|
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By: /s/ Hugh Cleland |
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Name/Title: Hugh Cleland, CEO and CFO |
The original statement shall be signed by each person on whose
behalf the statement is filed or his authorized representative. If the statement
is signed on behalf of a person by his authorized representative other than an
executive officer or general partner of the filing person, evidence of the
representatives authority to sign on behalf of such person shall be filed with
the statement, provided however, that a power of attorney for this purpose which
is already on file with the Commission may be incorporated by reference. The
name and any title of each person who signs the statement shall be typed or
printed beneath his signature.
NOTE: Schedules filed in paper format shall include a
signed original and five copies of the schedule, including all exhibits.
See § 240.13d -7 for other parties for whom copies are to be sent.
Attention: Intentional misstatements or omissions of fact
constitute Federal criminal violations (See 18 U.S.C. 1001)
Page 5 of 5 pages
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