Current Report Filing (8-k)
February 07 2023 - 6:14AM
Edgar (US Regulatory)
0001589150
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0001589150
2023-02-06
2023-02-06
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iso4217:USD
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): February
6, 2023
REGEN BIOPHARMA, INC.
(Exact name of small business
issuer as specified in its charter)
Nevada |
45-5192997 |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) |
Commission File No.
333-191725
4700 Spring Street, St
304, La Mesa, California 91942
(Address of Principal Executive
Offices)
(619) 722 5505
(Issuer’s telephone
number)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
☐ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered |
|
None |
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item
5.03 Amendments to Articles of Incorporation
On
February 6, 2023 Regen Biopharma, Inc. (the “Company”) filed with the Nevada Secretary of State
(a) | | An
amendment to the Certificate of Designations of the Company’s Series AA Preferred Stock
reducing that number of votes per share of Series AA Preferred stock to seven votes per share
as of March 6, 2023. |
(b) | | An
amendment to the Certificate of Designations of the Company’s Series NC Preferred Stock
reducing that number of votes per share of Series NC Preferred stock to three hundred and
thirty four votes per share as of March 6, 2023 |
(c) | | A
Certificate of Change authorizing 1 for 1500 reverse stock split of all issued series of
stock. One share of Common Stock will be issued after the exchange for one thousand five
hundred shares of Common Stock issued. One share of each series of Preferred Stock will be
issued after the exchange for one thousand five hundred shares of each series of Preferred
Stock issued. The reverse stock split shall become effective March 6, 2023. |
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
|
REGEN BIOPHARMA, INC. |
|
|
Dated: February 7, 2023
|
By: /s/ David Koos |
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