Current Report Filing (8-k)
June 05 2019 - 3:57PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC
20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
May 30,
2019
SUSGLOBAL ENERGY CORP.
(Exact name of registrant as specified in its charter)
Delaware
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000-56024
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38-4039116
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(State or other jurisdiction of
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(Commission
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(IRS Employer
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incorporation)
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File Number)
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Identification No.)
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200 Davenport Road
Toronto, ON, Canada, M5R
1J2
(Address of principal executive offices) (Zip Code)
(416) 223-8500
(Registrants telephone
number, including area code)
N/A
(Former name or former address, if
changed since last report)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
[ ] Written communications pursuant to Rule 425
under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12
under the Exchange Act (17 CFR 240.14a -12)
[ ] Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
[ ] Pre-commencement communications pursuant to
Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
Securities registered pursuant to Section 12(b) of the Act:
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Name of each exchange on which
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Title of each
class
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Trading Symbol(s)
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registered
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N/A
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N/A
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N/A
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of
this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b -2
of this chapter).
Emerging growth company [X]
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to
Section 13(a) of the Exchange Act. [X]
Item 5.07
Submission of Matters to a Vote of Security
Holders.
On May 30, 2019, SusGlobal Energy Corp. (the Company) held
its annual meeting of stockholders (the Annual Meeting). More than a majority
of the shares of common stock outstanding and entitled to vote at the Annual
Meeting were present in person or by proxy thereby constituting a quorum. The
matters that were voted upon at the Annual Meeting, and the number of votes cast
for or against/withheld, as well as the number of abstentions, as to such
matters, where applicable, are set forth below:
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1.
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Holders of the Companys common stock voted to elect
seven members of the Companys Board of Directors to serve until the next
annual meeting of shareholders or until their successors are duly elected
and qualified, as follows:
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Number of
V
otes
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Percent of
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Common Shares
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Common
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Stock
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Votes
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Votes For
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Outstanding
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Against/Withheld
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Abstentions
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Election of Marc Hazout
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28,549,700
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67.20%
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3,000
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Election of Gerald Hamaliuk
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28,552,700
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67.21%
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Election of Gordon Miller
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28,552,700
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67.21%
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Election of Ryan Duffy
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28,552,700
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67.21%
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Election of Vincent Ramoutar
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28,552,700
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67.21%
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Election of Laurence Zeifman
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28,552,700
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67.21%
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Election of Andrea Calla
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28,552,700
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67.21%
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2.
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Holders of the Companys common stock voted to ratify the
appointment of SF Partnership, LLP as the Companys independent registered
public accounting firm for the fiscal year ending December 31, 2019, as
follows:
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Number of Votes
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Percent of
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Common Shares
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Common
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Stock
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Votes
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Votes For
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Outstanding
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Against/Withheld
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Abstentions
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28,552,700
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67.21%
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3.
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Holders of the Companys common stock voted to approve,
on a non-binding advisory basis, the compensation of the Companys Named
Executive Officers (Say on Pay):
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Number of Votes
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Percent of
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Common Shares
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Common
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Stock
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Votes
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Votes For
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Outstanding
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Against/Withheld
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Abstentions
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28,552,700
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67.21%
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4.
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Holders of the Companys common stock voted to approve,
on a non-binding advisory basis, the frequency of the vote on the
compensation of our Named Executive Officers, to be held every three years
(Say on Pay Frequency):
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Number of Votes
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Percent of
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Common Shares
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Common
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Stock
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Votes For
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Outstanding
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1 Year
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502,100
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1.18%
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2 Years
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19,400
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0.05%
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3 Years
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22,719,700
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53.48%
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Abstain
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5,311,500
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12.50%
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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SusGlobal Energy Corp.
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Date: June 5, 2019
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By:
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/s/
Marc Hazout
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Marc Hazout
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Executive Chairman and President
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Susglobal Energy (QB) (USOTC:SNRG)
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