Aberforth Smaller Co Holding(s) in Company
November 18 2014 - 10:15AM
UK Regulatory
TIDMASL
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
1. Identity of the issuer or the underlying issuer Aberforth Smaller
of existing shares to which voting rights are Companies Trust plc
attached:
2. Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may result
in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to
qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify): Change in controlled undertakings
3. Full name of person(s) subject to the Brewin Dolphin Limited
notification obligation:
4. Full name of shareholder(s)
(if different from 3.)
5. Date of the transaction and date on
which the threshold is crossed or 14th November 2014
reached:
6. Date on which issuer notified: 17th November 2014
7. Threshold(s) that is/are crossed or 8%
reached:
8. Notified details:
A: Voting rights attached to shares
Class/type Situation previous Resulting situation after the triggering transaction
of to the triggering
shares transaction
Number Number Number Number of voting % of voting rights
if possible of of of rights
using Shares Voting shares
the ISIN Rights
CODE Direct Direct Indirect Direct Indirect
ORD 1p 4,857,111 4,857,111 N/A N/A 7,798,331 N/A 8.179%
GB0000066554
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion Period rights that may be rights
instrument acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
Resulting situation after the triggering transaction
Type of Exercise price Expiration Exercise/ Number of voting rights % of voting
financial date Conversion instrument refers to rights
instrument period
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
7,798,331 8.179%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
Indirect - Brewin Nominees (Channel Islands) Limited 193,639 0.2031 %
Indirect - Brewin Nominees Limited - Individual Designations 57,971 0.0608 %
Indirect - Brewin Nominees Limited A/c NOM 3,047,165 3.1959 %
Indirect - Brewin Nominees Limited A/c ISA 1,359,043 1.4254 %
Indirect - Brewin Nominees Limited A/c GROSS 1,397,967 1.4662 %
Indirect - Brewin Nominees Limited A/c CHARITY 1,273,945 1.3361 %
Indirect - Brewin Nominees Limited A/c OFFBOND 468,601 0.4914 %
GRAND TOTAL 7,798,331 8.1790 %
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information: Figures based on shares in issue of 95,344,792
The indirect voting rights under (9) relate to shares
held in client portfolios, managed by those firms,
under discretionary investment management agreements.
14. Contact name: David Holland
Aberforth Partners LLP
Secretaries
15. Contact telephone number: 0131 220 0733
END
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