Brewin Dolphin Holdings PLC Director/PDMR Shareholding (1060J)
November 30 2018 - 8:52AM
UK Regulatory
TIDMBRW
RNS Number : 1060J
Brewin Dolphin Holdings PLC
30 November 2018
The notification set out below is provided in accordance with
the requirements of the EU Market Abuse Regulation.
Details of the person discharging managerial responsibilities
/ person closely associated
Name Susan Beckett
------------------------------------------
Reason for the notification
Position/status Chief Risk Officer (PDMR)
------------------------------------------
Initial notification Initial notification
/Amendment
------------------------------------------
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Name Brewin Dolphin Holdings PLC
------------------------------------------
LEI 213800PS7FS5UYOWAC49
------------------------------------------
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
Description of the
financial instrument, Shares
type of instrument
GB0001765816
Identification code
------------------------------------------
Nature of the transaction Grant of nil cost share options under
the Deferred Profit Share Plan
------------------------------------------
Price(s) and volume(s) Price(s) Volume(s)
322.0p 24,327
----------
------------------------------------------
Aggregated information
- Aggregated volume 24,327 shares
- Price 322.0p
------------------------------------------
Date of the transaction 2018-11-29
------------------------------------------
Place of the transaction London Stock Exchange
------------------------------------------
Details of the person discharging managerial responsibilities
/ person closely associated
Name Robin Beer
------------------------------------------
Reason for the notification
Position/status Managing Director of Investment Solutions
& Distribution (PDMR)
------------------------------------------
Initial notification Initial notification
/Amendment
------------------------------------------
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Name Brewin Dolphin Holdings PLC
------------------------------------------
LEI 213800PS7FS5UYOWAC49
------------------------------------------
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
Description of the
financial instrument, Shares
type of instrument
GB0001765816
Identification code
------------------------------------------
Nature of the transaction Grant of nil cost share options under
the Deferred Profit Share Plan
------------------------------------------
Price(s) and volume(s) Price(s) Volume(s)
322.0p 34,678
----------
------------------------------------------
Aggregated information
- Aggregated volume 34,678 shares
- Price 322.0p
------------------------------------------
Date of the transaction 2018-11-29
------------------------------------------
Place of the transaction London Stock Exchange
------------------------------------------
Details of the person discharging managerial responsibilities
/ person closely associated
Name Richard Buxton
------------------------------------------
Reason for the notification
Position/status Group Human Resources Director (PDMR)
------------------------------------------
Initial notification Initial notification
/Amendment
------------------------------------------
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Name Brewin Dolphin Holdings PLC
------------------------------------------
LEI 213800PS7FS5UYOWAC49
------------------------------------------
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
Description of the
financial instrument, Shares
type of instrument
GB0001765816
Identification code
------------------------------------------
Nature of the transaction Grant of nil cost share options under
the Deferred Profit Share Plan
------------------------------------------
Price(s) and volume(s) Price(s) Volume(s)
322.0p 22,774
----------
------------------------------------------
Aggregated information
- Aggregated volume 22,774 shares
- Price 322.0p
------------------------------------------
Date of the transaction 2018-11-29
------------------------------------------
Place of the transaction London Stock Exchange
------------------------------------------
Details of the person discharging managerial responsibilities
/ person closely associated
Name Charles Ferry
------------------------------------------
Reason for the notification
Position/status Managing Director of Private Clients
(PDMR)
------------------------------------------
Initial notification Initial notification
/Amendment
------------------------------------------
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Name Brewin Dolphin Holdings PLC
------------------------------------------
LEI 213800PS7FS5UYOWAC49
------------------------------------------
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
Description of the
financial instrument, Shares
type of instrument
GB0001765816
Identification code
------------------------------------------
Nature of the transaction Grant of nil cost share options under
the Deferred Profit Share Plan
------------------------------------------
Price(s) and volume(s) Price(s) Volume(s)
322.0p 41,407
----------
------------------------------------------
Aggregated information
- Aggregated volume 41,407 shares
- Price 322.0p
------------------------------------------
Date of the transaction 2018-11-29
------------------------------------------
Place of the transaction London Stock Exchange
------------------------------------------
Details of the person discharging managerial responsibilities
/ person closely associated
Name Nicholas Fitzgerald
------------------------------------------
Reason for the notification
Position/status Managing Director of Financial Planning
(PDMR)
------------------------------------------
Initial notification Initial notification
/Amendment
------------------------------------------
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Name Brewin Dolphin Holdings PLC
------------------------------------------
LEI 213800PS7FS5UYOWAC49
------------------------------------------
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
Description of the
financial instrument, Shares
type of instrument
GB0001765816
Identification code
------------------------------------------
Nature of the transaction Grant of nil cost share options under
the Deferred Profit Share Plan
------------------------------------------
Price(s) and volume(s) Price(s) Volume(s)
322.0p 32,608
----------
------------------------------------------
Aggregated information
- Aggregated volume 32,608 shares
- Price 322.0p
------------------------------------------
Date of the transaction 2018-11-29
------------------------------------------
Place of the transaction London Stock Exchange
------------------------------------------
Details of the person discharging managerial responsibilities
/ person closely associated
Name David Nicol
------------------------------------------
Reason for the notification
Position/status Chief Executive (Director/PDMR)
------------------------------------------
Initial notification Initial notification
/Amendment
------------------------------------------
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Name Brewin Dolphin Holdings PLC
------------------------------------------
LEI 213800PS7FS5UYOWAC49
------------------------------------------
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
Description of the
financial instrument, Shares
type of instrument
GB0001765816
Identification code
------------------------------------------
Nature of the transaction Grant of nil cost share options under
the Deferred Profit Share Plan
------------------------------------------
Price(s) and volume(s) Price(s) Volume(s)
322.0p 44,715
----------
------------------------------------------
Aggregated information
- Aggregated volume 44,715 shares
- Price 322.0p
------------------------------------------
Date of the transaction 2018-11-29
------------------------------------------
Place of the transaction London Stock Exchange
------------------------------------------
Details of the person discharging managerial responsibilities
/ person closely associated
Name Grant Parkinson
------------------------------------------
Reason for the notification
Position/status Chief Operating Officer (PDMR)
------------------------------------------
Initial notification Initial notification
/Amendment
------------------------------------------
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Name Brewin Dolphin Holdings PLC
------------------------------------------
LEI 213800PS7FS5UYOWAC49
------------------------------------------
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
Description of the
financial instrument, Shares
type of instrument
GB0001765816
Identification code
------------------------------------------
Nature of the transaction Grant of nil cost share options under
the Deferred Profit Share Plan
------------------------------------------
Price(s) and volume(s) Price(s) Volume(s)
322.0p 23,291
----------
------------------------------------------
Aggregated information
- Aggregated volume 23,291 shares
- Price 322.0p
------------------------------------------
Date of the transaction 2018-11-29
------------------------------------------
Place of the transaction London Stock Exchange
------------------------------------------
The notification set out below is provided in accordance with
the requirements of the EU Market Abuse Regulation.
Details of the person discharging managerial responsibilities
/ person closely associated
Name Susan Beckett
------------------------------------------
Reason for the notification
Position/status Chief Risk Officer (PDMR)
------------------------------------------
Initial notification Initial notification
/Amendment
------------------------------------------
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Name Brewin Dolphin Holdings PLC
------------------------------------------
LEI 213800PS7FS5UYOWAC49
------------------------------------------
Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
Description of the
financial instrument, Shares
type of instrument
GB0001765816
Identification code
------------------------------------------
Nature of the transaction Grant of conditional share award under
the Long Term Incentive Plan
------------------------------------------
Price(s) and volume(s) Price(s) Volume(s)
322.0p 77,639
----------
------------------------------------------
Aggregated information
- Aggregated volume 77,639 shares
- Price 322.0p
------------------------------------------
Date of the transaction 2018-11-29
------------------------------------------
Place of the transaction London Stock Exchange
------------------------------------------
Details of the person discharging managerial responsibilities
/ person closely associated
Name Robin Beer
------------------------------------------
Reason for the notification
Position/status Managing Director of Investment Solutions
& Distribution (PDMR)
------------------------------------------
Initial notification Initial notification
/Amendment
------------------------------------------
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Name Brewin Dolphin Holdings PLC
------------------------------------------
LEI 213800PS7FS5UYOWAC49
------------------------------------------
Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
Description of the
financial instrument, Shares
type of instrument
GB0001765816
Identification code
------------------------------------------
Nature of the transaction Grant of conditional share award under
the Long Term Incentive Plan
------------------------------------------
Price(s) and volume(s) Price(s) Volume(s)
322.0p 77,639
----------
------------------------------------------
Aggregated information
- Aggregated volume 77,639 shares
- Price 322.0p
------------------------------------------
Date of the transaction 2018-11-29
------------------------------------------
Place of the transaction London Stock Exchange
------------------------------------------
Details of the person discharging managerial responsibilities
/ person closely associated
Name Richard Buxton
------------------------------------------
Reason for the notification
Position/status Group Human Resources Director (PDMR)
------------------------------------------
Initial notification Initial notification
/Amendment
------------------------------------------
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Name Brewin Dolphin Holdings PLC
------------------------------------------
LEI 213800PS7FS5UYOWAC49
------------------------------------------
Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
Description of the
financial instrument, Shares
type of instrument
GB0001765816
Identification code
------------------------------------------
Nature of the transaction Grant of conditional share award under
the Long Term Incentive Plan
------------------------------------------
Price(s) and volume(s) Price(s) Volume(s)
322.0p 77,639
----------
------------------------------------------
Aggregated information
- Aggregated volume 77,639 shares
- Price 322.0p
------------------------------------------
Date of the transaction 2018-11-29
------------------------------------------
Place of the transaction London Stock Exchange
------------------------------------------
Details of the person discharging managerial responsibilities
/ person closely associated
Name Charles Ferry
------------------------------------------
Reason for the notification
Position/status Managing Director of Private Clients
(PDMR)
------------------------------------------
Initial notification Initial notification
/Amendment
------------------------------------------
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Name Brewin Dolphin Holdings PLC
------------------------------------------
LEI 213800PS7FS5UYOWAC49
------------------------------------------
Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
Description of the
financial instrument, Shares
type of instrument
GB0001765816
Identification code
------------------------------------------
Nature of the transaction Grant of conditional share award under
the Long Term Incentive Plan
------------------------------------------
Price(s) and volume(s) Price(s) Volume(s)
322.0p 77,639
----------
------------------------------------------
Aggregated information
- Aggregated volume 77,639 shares
- Price 322.0p
------------------------------------------
Date of the transaction 2018-11-29
------------------------------------------
Place of the transaction London Stock Exchange
------------------------------------------
Details of the person discharging managerial responsibilities
/ person closely associated
Name Nicholas Fitzgerald
------------------------------------------
Reason for the notification
Position/status Managing Director of Financial Planning
(PDMR)
------------------------------------------
Initial notification Initial notification
/Amendment
------------------------------------------
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Name Brewin Dolphin Holdings PLC
------------------------------------------
LEI 213800PS7FS5UYOWAC49
------------------------------------------
Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
Description of the
financial instrument, Shares
type of instrument
GB0001765816
Identification code
------------------------------------------
Nature of the transaction Grant of conditional share award under
the Long Term Incentive Plan
------------------------------------------
Price(s) and volume(s) Price(s) Volume(s)
322.0p 77,639
----------
------------------------------------------
Aggregated information
- Aggregated volume 77,639 shares
- Price 322.0p
------------------------------------------
Date of the transaction 2018-11-29
------------------------------------------
Place of the transaction London Stock Exchange
------------------------------------------
Details of the person discharging managerial responsibilities
/ person closely associated
Name Grant Parkinson
--------------------------------------------
Reason for the notification
Position/status Chief Operating Officer (PDMR)
--------------------------------------------
Initial notification Initial notification
/Amendment
--------------------------------------------
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Name Brewin Dolphin Holdings PLC
--------------------------------------------
LEI 213800PS7FS5UYOWAC49
--------------------------------------------
Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
Description of the
financial instrument, Shares
type of instrument
GB0001765816
Identification code
--------------------------------------------
Nature of the transaction Grant of conditional share award under
the Long Term Incentive Plan
--------------------------------------------
Price(s) and volume(s) Price(s) Volume(s)
322.0p 77,639
----------
--------------------------------------------
Aggregated information
- Aggregated volume 77,639 shares
- Price 322.0p
--------------------------------------------
Date of the transaction 2018-11-29
--------------------------------------------
Place of the transaction London Stock Exchange
--------------------------------------------
Details of the person discharging managerial responsibilities
/ person closely associated
Name David Nicol
--------------------------------------------
Reason for the notification
Position/status Chief Executive (Director/PDMR)
--------------------------------------------
Initial notification Initial notification
/Amendment
--------------------------------------------
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Name Brewin Dolphin Holdings PLC
--------------------------------------------
LEI 213800PS7FS5UYOWAC49
--------------------------------------------
Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
Description of the
financial instrument, Shares
type of instrument
GB0001765816
Identification code
--------------------------------------------
Nature of the transaction Grant of conditional share award under
the Long Term Incentive Plan
--------------------------------------------
Price(s) and volume(s) Price(s) Volume(s)
322.0p 131,987
----------
--------------------------------------------
Aggregated information
- Aggregated volume 131,987 shares
- Price 322.0p
--------------------------------------------
Date of the transaction 2018-11-29
--------------------------------------------
Place of the transaction London Stock Exchange
--------------------------------------------
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END
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November 30, 2018 09:52 ET (14:52 GMT)
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