TIDMCTP

RNS Number : 1302I

Castleton Technology PLC

31 March 2020

TR-1: S tandard form for notification of major holdings

 
 
 1a. Identity of the issuer or the                                     Castleton Technology plc 
  underlying issuer of existing shares 
  to which voting rights are attached 
  (ii) : 
                                                             -------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer 
 Non-UK issuer 
                                                                                                     ---- 
 2. Reason for the notification 
 An acquisition or disposal of voting rights                                                           X 
                                                                                                     ---- 
 An acquisition or disposal of financial instruments 
                                                                                                     ---- 
 An event changing the breakdown of voting rights 
                                                                                                     ---- 
 Other (please specify)(iii) : 
                                                                                                     ---- 
 3. Details of person subject to the notification obligation (iv) 
 Name                                                         Kestrel Partners LLP 
 City and country of registered office                        LONDON, UK 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.) (v) 
 Name                                                         Kestrel Opportunities, a cell of 
                                                               Guernsey Portfolios PCC Ltd (through 
                                                               Bank of New York Nominees Ltd) and 
                                                               various other clients of Kestrel 
                                                               Partners LLP (through JIM Nominees 
                                                               Ltd and Bank of New York Nominees 
                                                               Ltd) 
                                                             -------------------------------------------- 
 City and country of registered office 
  (if applicable) 
                                                             -------------------------------------------- 
 5. Date on which the threshold was                           27 March 2020 
  crossed or reached (vi) : 
                                                             -------------------------------------------- 
 6. Date on which issuer notified:                            30 March 2020 
                                                             -------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                              % of voting       % of voting rights     Total of both    Total number 
                            rights attached      through financial       in % (8.A +     of voting 
                            to shares (total        instruments             8.B)         rights of 
                                of 8. A)           (total of 8.B                         issuer (vii) 
                                                     1 + 8.B 2) 
                          ------------------  ----------------------  ---------------  ------------------ 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached               12.02%                                      12.02%           81,709,810 
                          ------------------  ----------------------  ---------------  ------------------ 
 Position of 
  previous notification 
  (if 
  applicable)              11.08% 
                          ------------------  ----------------------  ---------------  ------------------ 
 
 
 
 8. Notified details of the resulting situation on the date on which 
  the threshold was crossed or reached (viii) 
 A: Voting rights attached to shares 
 Class/type of      Number of voting rights                             % of voting rights 
  shares             (ix) 
  ISIN code 
                           Direct                   Indirect                     Direct                  Indirect 
                     (Art 9 of Directive       (Art 10 of Directive        (Art 9 of Directive     (Art 10 of Directive 
                         2004/109/EC)              2004/109/EC)           2004/109/EC) (DTR5.1)        2004/109/EC) 
                           (DTR5.1)                 (DTR5.2.1)                                          (DTR5.2.1) 
                                           -------------------------- 
 Ordinary Shares 
  of 2p each 
  ISIN 
  GB00BYV2WV72      N/A                     9,817,579                   N/A                        12.02% 
                   ----------------------  --------------------------  -------------------------  --------------------- 
 
 
 SUBTOTAL 8. A                          9,817,579                                           12.02% 
                   --------------------------------------------------  ------------------------------------------------ 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of            Expiration   Exercise/                       Number of voting                  % of voting 
  financial          date         Conversion Period               rights that may                   rights 
  instrument         (x)          (xi)                            be acquired if 
                                                                  the instrument 
                                                                  is 
                                                                  exercised/converted. 
                   -----------  ------------------------------  --------------------------------  --------------------- 
 
 
 
                                 SUBTOTAL 8. B 1 
                                ------------------------------  --------------------------------  --------------------- 
 
 B 2: Financial Instruments with similar economic effect according to 
  Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of       Expiration        Exercise/             Physical or           Number of             % of voting 
  financial     date (x)          Conversion            cash                  voting rights         rights 
  instrument                      Period (xi)           settlement 
                                                        (xii) 
              ----------------  --------------------  --------------------  -------------------- 
 
 
 
                                                       SUBTOTAL 8.B.2 
                                                      --------------------  -------------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer (xiii) 
 Full chain of controlled undertakings through which the voting rights                       X 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity (xiv) (please add additional 
  rows as necessary) 
       Name (xv)          % of voting rights      % of voting rights       Total of both if 
                            if it equals or        through financial        it equals or is 
                           is higher than the      instruments if it        higher than the 
                          notifiable threshold    equals or is higher     notifiable threshold 
                                                  than the notifiable 
                                                       threshold 
                        ----------------------  ---------------------  ------------------------ 
 Bank of New York 
  Nominees Limited       5.32%                                          5.32% 
                        ----------------------  ---------------------  ------------------------ 
 Bank of New York 
  Nominees Limited       4.86%                                          4.86% 
                        ----------------------  ---------------------  ------------------------ 
 JIM Nominees Limited    1.60%                                          1.60% 
                        ----------------------  ---------------------  ------------------------ 
 Bank of New York 
  Nominees Limited       0.24%                                          0.24% 
                        ----------------------  ---------------------  ------------------------ 
 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder                        N/A 
                                                ----------------------------------------------- 
 The number and % of voting rights               N/A 
  held 
                                                ----------------------------------------------- 
 The date until which the voting rights          N/A 
  will be held 
                                                ----------------------------------------------- 
 
 11. Additional information (xvi) 
 The indirect voting rights held under (9) relate to shares held in client 
  portfolios managed by Kestrel Partners LLP under discretionary investment 
  management agreements 
 
 
 
 Place of completion   London 
 Date of completion    30/03/20 
                      --------- 
 

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