Barclays PLC Form8.5(EPT/NON-RI)-GCP Asset Backed Income F LTD (5075X)
December 20 2023 - 8:13AM
UK Regulatory
TIDMBARC TIDMGABI
RNS Number : 5075X
Barclays PLC
20 December 2023
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
LTD
(b) Name of offeror/offeree in relation GCP ASSET BACKED INCOME
to whose FUND LTD
relevant securities this form relates:
------------------------------------------------------- ----------------------------------------
(c) Name of the party to the offer GCP ASSET BACKED INCOME
with which exempt FUND LTD
principal trader is connected
------------------------------------------------------- ----------------------------------------
(d) Date position held/dealing undertaken: 19 Dec 2023
------------------------------------------------------- ----------------------------------------
(e) In addition to the company in 1(b) NO
above, is the exempt principal
trader making disclosures in respect
of any other party to the offer?
------------------------------------------------------- ----------------------------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the dealing
(if any)
Class of relevant security: NPV ordinary
Interests Short Positions
--------------------
Number Number (%)
(%)
------- -------- ----------
(1) Relevant securities owned and/or controlled: 549,081 0.13% 524 0.00%
--------- ------- -------- ----------
(2) Cash-settled derivatives: 0 0.00% 530,806 0.12%
--------- ------- -------- ----------
(3) Stock-settled derivatives (including
options) and agreements to purchase/sell: 0 0.00% 0 0.00%
--------- ------- -------- ----------
TOTAL: 549,081 0.13% 531,330 0.12%
--------- ------- -------- ----------
(b) Rights to subscribe for new securities (including directors
and other executive options)
Class of relevant security in relation
to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
----------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase
and sales
Class Purchase/sale Total number Highest Lowest price per unit
of relevant of price per
unit paid/received
security securities
paid/received
NPV ordinary Purchase 8,346 0.6540 GBP 0.6540 GBP
--------------- -------------------- ---------------- ----------------------------------------
NPV ordinary Sale 5,000 0.6579 GBP 0.6579 GBP
--------------- -------------------- ---------------- ----------------------------------------
(b) Cash-settled derivative transactions
Class Product Nature of dealing Number of Price per
of description
reference unit
relevant
securities
security
NPV ordinary SWAP Decreasing 5,000 0.6579 GBP
Short
--------------- -------------------- ---------------- ----------------------------------------
NPV ordinary CFD Increasing 8,346 0.6540 GBP
Short
--------------- -------------------- ---------------- ----------------------------------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Expiry Option
Type
of description purchasing, of price date money
relevant selling, securities per paid/
unit
security varying etc to which received
option per
unit
relates
(ii) Exercising
Class Product Exercising/ Number of Exercise price per
of relevant description exercised against
securities unit
security
(d) Other dealings (including subscribing for new securities)
Class Nature Details Price per unit (if
of relevant of Dealings
applicable)
security
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into
by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to
the offer:
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option;
or
(ii) the voting rights of future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) NO
attached?
Date of disclosure: 20 Dec 2023
----------------------------------------
Contact name: Large Holdings Regulatory
Operations
----------------------------------------
Telephone number: 020 3134 7213
----------------------------------------
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FEOURASRORUUUAA
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