TIDM0A40 TIDMENT
RNS Number : 3180Q
D E Shaw & Co LP
26 October 2021
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: D. E. Shaw & Co., L.P.
(b) Owner or controller of interests and short positions
disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient. For a trust, the trustee(s),
settlor and beneficiaries must be named.
----------------------------------------------------------
(c) Name of offeror/offeree in relation to whose relevant DraftKings Inc
securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity
of offeror/offeree:
----------------------------------------------------------
(e) Date position held/dealing undertaken: October 25, 2021
For an opening position disclosure, state the latest
practicable date prior to the disclosure
----------------------------------------------------------
(f) In addition to the company in 1(c) above, is the Yes, the discloser has previously made disclosures in
discloser making disclosures in respect respect of Entain plc
of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
----------------------------------------------------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: USD 0.0001 class A common
Interests Short positions
------------------ ------------------
Number % Number %
---------- ---------- ------
(1) Relevant securities owned and/or controlled: 586,182 0.14% 2,089,180 0.51%
---------- ------ ---------- ------
(2) Cash-settled derivatives:
---------- ------ ---------- ------
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell: 808,500 0.19% 2,703,900 0.66%
---------- ------ ---------- ------
TOTAL: 1,394,682 0.34% 4,793,080 1.18%
---------- ------ ---------- ------
Class of relevant security: Convertible Senior Notes 2028
Interests Short positions
----------------------- ------------------
Number % Number %
-------------- ------- ------------- ---
(1) Relevant securities
owned and/or controlled: 51,500,000 4.07%
-------------- ------- ------------- ---
(2) Cash-settled derivatives:
-------------- ------- ------------- ---
(3) Stock-settled derivatives
(including options)
and agreements to purchase/sell:
-------------- ------- ------------- ---
TOTAL: 51,500,000 4.07%
-------------- ------- ------------- ---
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of Price per
securities unit
USD 0.0001 class A common Purchase 7 USD 45.66
============= =========== =========
USD 0.0001 class A common Purchase 500 USD 45.96
============= =========== =========
USD 0.0001 class A common Purchase 250 USD 45.97
============= =========== =========
USD 0.0001 class A common Purchase 200 USD 46.06
============= =========== =========
USD 0.0001 class A common Purchase 200 USD 46.08
============= =========== =========
USD 0.0001 class A common Purchase 100 USD 46.09
============= =========== =========
USD 0.0001 class A common Purchase 100 USD 46.12
============= =========== =========
USD 0.0001 class A common Purchase 100 USD 46.13
============= =========== =========
USD 0.0001 class A common Purchase 100 USD 46.14
============= =========== =========
USD 0.0001 class A common Purchase 300 USD 46.15
============= =========== =========
USD 0.0001 class A common Purchase 100 USD 46.16
============= =========== =========
USD 0.0001 class A common Purchase 100 USD 46.17
============= =========== =========
USD 0.0001 class A common Purchase 200 USD 46.19
============= =========== =========
USD 0.0001 class A common Purchase 100 USD 46.20
============= =========== =========
USD 0.0001 class A common Purchase 500 USD 46.25
============= =========== =========
USD 0.0001 class A common Purchase 100 USD 46.26
============= =========== =========
USD 0.0001 class A common Purchase 500 USD 46.28
============= =========== =========
USD 0.0001 class A common Purchase 950 USD 46.31
============= =========== =========
USD 0.0001 class A common Purchase 100 USD 46.32
============= =========== =========
USD 0.0001 class A common Purchase 100 USD 46.34
============= =========== =========
USD 0.0001 class A common Purchase 573 USD 46.40
============= =========== =========
USD 0.0001 class A common Purchase 200 USD 46.41
============= =========== =========
USD 0.0001 class A common Purchase 100 USD 46.60
============= =========== =========
USD 0.0001 class A common Purchase 200 USD 46.61
============= =========== =========
USD 0.0001 class A common Purchase 200 USD 46.63
============= =========== =========
USD 0.0001 class A common Purchase 300 USD 46.64
============= =========== =========
USD 0.0001 class A common Purchase 100 USD 46.65
============= =========== =========
USD 0.0001 class A common Purchase 602 USD 46.73
============= =========== =========
USD 0.0001 class A common Purchase 100 USD 46.80
============= =========== =========
USD 0.0001 class A common Purchase 937 USD 46.82
============= =========== =========
USD 0.0001 class A common Purchase 200 USD 46.83
============= =========== =========
USD 0.0001 class A common Purchase 100 USD 46.86
============= =========== =========
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number Price per unit
relevant description e.g. opening/closing of reference
security e.g. CFD a long/short position, securities
increasing/reducing
a long/short position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the person making the disclosure and any party to the offer or
any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? Yes
Date of disclosure: October 26, 2021
Contact name: Kevin Krist (Compliance Department)
------------------------------------
Telephone number*: +44 (0) 20 7409 4420
------------------------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does
not need to be included, provided contact information has been
provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: D. E. Shaw & Co., L.P.
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: DraftKings Inc
-----------------------
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of Product Written or Number of Exercise price Type Expiry date
relevant description purchased securities to per unit e.g. American,
security e.g. call which option European etc.
option or derivative
relates
USD 0.0001 Listed Call Purchased 110,000 USD 100.0 American 20220121
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.0001 Listed Call Purchased 120,000 USD 90.0 American 20220414
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.0001 Listed Call Purchased 10,000 USD 65.0 American 20220414
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.0001 Listed Call Purchased 80,000 USD 95.0 American 20230120
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.0001 Listed Call Purchased 100,000 USD 90.0 American 20230120
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.0001 Listed Call Purchased 45,000 USD 105.0 American 20230120
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.0001 Listed Call Purchased 80,000 USD 50.0 American 20230120
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.0001 Listed Call Written 400,000 USD 60.0 American 20211119
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.0001 Listed Call Written 330,000 USD 65.0 American 20220121
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.0001 Listed Call Written 87,400 USD 65.0 American 20230120
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.0001 Listed Put Purchased 40,000 USD 50.0 American 20211119
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.0001 Listed Put Purchased 150,000 USD 45.0 American 20220121
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.0001 Listed Put Purchased 336,000 USD 40.0 American 20220121
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.0001 Listed Put Purchased 150,000 USD 35.0 American 20220121
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.0001 Listed Put Purchased 180,000 USD 35.0 American 20220218
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.0001 Listed Put Purchased 45,000 USD 40.0 American 20220414
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.0001 Listed Put Purchased 200,000 USD 45.0 American 20220414
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.0001 Listed Put Purchased 130,000 USD 40.0 American 20220520
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.0001 Listed Put Purchased 28,000 USD 50.0 American 20220715
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.0001 Listed Put Purchased 120,000 USD 30.0 American 20220715
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.0001 Listed Put Purchased 70,000 USD 30.0 American 20230120
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.0001 Listed Put Purchased 150,000 USD 40.0 American 20230120
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.0001 Listed Put Purchased 160,000 USD 45.0 American 20230120
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.0001 Listed Put Purchased 10,000 USD 50.0 American 20230120
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.0001 Listed Put Purchased 117,500 USD 30.0 American 20240119
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.0001 Listed Put Written 218,700 USD 60.0 American 20211119
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
USD 0.0001 Listed Put Written 44,800 USD 60.0 American 20230120
class A common Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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RETUNVURASURUAA
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