JPMorgan Japan Smaller Co Tst PLC Holding(s) in Company (4762R)
December 09 2016 - 6:53AM
UK Regulatory
TIDMJPS TIDMJPSS
RNS Number : 4762R
JPMorgan Japan Smaller Co Tst PLC
09 December 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or JPMorgan Japan Smaller
the underlying issuer Companies Trust plc
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------------- ----------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
---------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
-----------------------------------------------------------------------------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
-----------------------------------------------------------------------------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
-----------------------------------------------------------------------------------------------------
An event changing the breakdown of voting rights
-----------------------------------------------------------------------------------------------------
Other (please Shares outstanding figure increased X
specify):
--------------------------------------------------------- ------------------------------------------
3. Full name of person(s) Lazard Asset Management LLC
subject to the
notification obligation:
(iii)
----------------------------------------------------------- --------------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv) JP Morgan Chase - SWIFT
Mellon Trust
Morgan Guaranty - Personal
Custody
Northern Trust Co.
State Street Bank - Custody
Master Trust
State Street Bank - Custodian
ETC
State Street Bank - Master
Tr - ETC
----------------------------------------------------------- --------------------------------------------
5. Date of the transaction 08 December 2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- --------------------------------------------
6. Date on which issuer 09 December 2016
notified:
----------------------------------------------------------- --------------------------------------------
7. Threshold(s) that is/are Decrease from 25% to 22%
crossed or
reached: (vi, vii)
----------------------------------------------------------- --------------------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- ---------------------------------- ------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
-------------- ---------------- ---------------- -------------- ----------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ------------ ------------ -------------- --------- ------------ ------------ -----------
GB0003165817 12,507,082 12,507,082 22.568%
---------------- ---------------- -------------- --------- ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------ -------------- -------------------------------- ------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
---------------- -------------- -------------- ---------------- ------------------------- -----------------------
Nominal Delta
---------------- -------------- -------------- ---------------- ------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
---------------------------------------------------- ----------------------------------------------------------------
12,507,082 22.568%
---------------------------------------------------- ----------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
---------------------------------------------------------------------------------------
Lazard Asset Management LLC controls all the voting
rights held of this issuer.
Proxy Voting:
---------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
------------------------------------------------------- ------------------------------
11. Number of voting rights proxy
holder will cease to hold:
------------------------------------------------------- ------------------------------
12. Date on which proxy holder will
cease to hold voting rights:
------------------------------------------------------- ------------------------------
13. Additional information:
------------------------------------------------------- ------------------------------
14. Contact name: Legal & Compliance Department
------------------------------------------------------- ------------------------------
15. Contact telephone number: 0207 448 2085
------------------------------------------------------- ------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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