NB Global Floating Rate Income Fund Holding(s) in Company (5518Q)
November 30 2016 - 4:50AM
UK Regulatory
TIDMNBLS TIDMNBLU TIDMHSBA
RNS Number : 5518Q
NB Global Floating Rate Income Fund
30 November 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
-----------------------------------------------
1. Identity of the issuer or NB Global Floating Rate
the underlying issuer Income Fund Ltd
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------------- ---------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
--------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------------ ------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------------ ------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------------ ------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------------ ------------------------------
Other (please
specify):
--------------------------------------------------------- ------- ------------------------------
3. Full name of person(s) HSBC Holdings plc
subject to the
notification obligation:
(iii)
----------------------------------------------------------- -------------------------------------
4. Full name of shareholder(s) HSBC Trust Company (UK)
(if different from 3.):(iv) HSBC Global Asset Management
(UK) Limited
----------------------------------------------------------- -------------------------------------
5. Date of the transaction 23(rd) November 2016
and date on
which the threshold is
crossed or
reached: (v8)
----------------------------------------------------------- -------------------------------------
6. Date on which issuer 29(th) November 2016
notified:
----------------------------------------------------------- -------------------------------------
7. Threshold(s) that is/are Above 5%
crossed or
reached: (vi, vii)
----------------------------------------------------------- -------------------------------------
8. Notified details:
-----------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
-----------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- ------------------------------ -----------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
-------------- -------------- -------------- ------------- -------------------------- ----------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ------------ ------------ ------------- ------------- ----------- ----------- ---------
Below Below Below Below Below
GG00B3KX4Q34 Disclosure Disclosure Disclosure Disclosure Disclosure
GG00B3P7S359 Threshold Threshold Threshold Threshold 89,385,218 Threshold 5.374%
-------------- -------------- ------------- ------------- ----------- ----------- ---------
B: Qualifying Financial Instruments
-----------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
---------------- ------------- ----------------------------- ------------------------- ----------------------
Nil
---------------- ------------- ----------------------------- ------------------------- ----------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
-----------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- ------------- ------------- ------------- --------------------------- ----------------------
Nominal Delta
------------- ------------- ------------- ------------------------------------------ ----------- ---------
Nil
--------------- --------------------------------------------------- ----------- ----------- ---------
Total (A+B+C)
-----------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------ ---------------------------------------------------
89,385,218 5.374%
------------------------------------------------------------ ---------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
------------------------------------------------------------------------------------------------------
Proxy Voting:
------------------------------------------------------------------------------------------------------
10. Name of the proxy holder: NA
---------------------------------------------------------- ------------------------------------------
11. Number of voting rights proxy NA
holder will cease to hold:
---------------------------------------------------------- ------------------------------------------
12. Date on which proxy holder will NA
cease to hold voting rights:
---------------------------------------------------------- ------------------------------------------
13. Additional information: This notification is based
on the Voting Rights figure
of 1,663,254,825 obtained
from the announcement dated
22(nd) November 2016.
-------------------------------------------------------- --------------------------------------------
14. Contact name: Sanjeev Kalha
-------------------------------------------------------- --------------------------------------------
15. Contact telephone number: +44 (0)
20 7992
3452
(central.compliance.disclosures@hsbc.com
,
sanjeev.kalha@hsbcgroup.com
,)
-------------------------------------------------------- --------------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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