TIDMPAV 
 
Company:      Pennine AIM VCT plc 
 
  TIDMs:       PAV, PAVD 
 
  Headline:    Interim Management Statement 
 
 
Pennine AIM VCT plc 
Interim Management Statement 
for the three months ended 31 October 2009 
 
In  accordance with Rule 4.3 of the Disclosure  and Transparency Rules of the UK 
Listing  Authority, Pennine AIM VCT presents an Interim Management Statement for 
the  three  month  period  ended31  October  2009.   The  statement also includes 
relevant  financial information between  the end of  the period and  the date of 
this statement. 
 
Dividends paid or declared in the period 
There were no dividends paid or declared in the period under review. 
 
Performance 
 
Ordinary shares 
 
                             31 October 2009   31 July   31 January 
                                                 2009         2009 
 
                                       Pence     Pence        Pence 
 
  Net Asset Value (?NAV?)              36.4      34.8         33.6 
 
  Cumulative Dividends                 88.1      88.1         88.1 
 
  Total Return *                      124.5     122.9        121.7 
 
  *NAV plus cumulative dividends paid since launch 
 
 
 
?D? Shares 
 
                             31 October 2009   31 July   31 January 
                                                 2009         2009 
 
                                       Pence     Pence        Pence 
 
  Net Asset Value (?NAV?)              88.1      84.8         86.4 
 
  Cumulative Dividends                  1.0       1.0          1.0 
 
  Total Return *                       89.1      85.8         87.4 
 
  *NAV plus cumulative dividends paid since issue 
 
 
Investment portfolio summary at 31 October 2009 
 
Ordinary share pool - Ten largest investments by value 
 
                                                                   Valuation 
                                                                    movement 
                                                               since 31 July 
                                              Cost   Valuation            2009 
 
                                             GBP?000        GBP?000            GBP?000 
 
  Connaught plc **                         40      620                    45 
 
  Spice plc **                             249     349                    26 
 
  FDM Group plc                            200     318                    36 
 
  Synergy Health plc **                    145     292                    52 
 
  Cadbury House Limited *                  289     289                     - 
 
  Hoole Hall Country Club Holdings Ltd *   240     240                     - 
 
  Ludorum plc                              64      147                    16 
 
  Straight plc                             179     130                    23 
 
  Supporta plc                             302     130                    50 
 
  Interserve plc **                        60      81                     12 
 
 
 
  Other venture capital investments        4,769         712            (58) 
 
 
 
  Other investments                        385     412                    47 
 
 
 
  Total investments                        6,922   3,720                 249 
 
 
*Unquoted 
**Main market 
 
All investments are quoted on AIM unless otherwise stated. 
 
D share pool ? All investments 
 
                                                                   Valuation 
                                                                    movement 
                                                               since 31 July 
                                              Cost   Valuation             2009 
 
                                             GBP?000        GBP?000            GBP?000 
 
  Animalcare Group plc                     102     165                    17 
 
  Tristel plc                              113     154                    42 
 
  IS Pharma plc                            100     121                    18 
 
  Cadbury House Limited *                  100     100                     - 
 
  Ludorum plc                              35      81                      9 
 
  Hoole Hall Country Club Holdings Ltd *   60      60                      - 
 
  Hoole Hall Spa and Leisure Limited *     60      60                      - 
 
  The Thames Club Limited *                100     50                      - 
 
  Plastics Capital plc                     100     38                     13 
 
  Clerkenwell Ventures plc                 9       5                       - 
 
 
 
  Other venture capital investments          100           -               - 
 
 
 
  Protected plans                            531         508              24 
 
 
 
  Total investments                        1,410       1,342             123 
 
 
* Unquoted 
 
Investment additions during the 3 months ended 31 October 2009 
 
 
                                              Total   Ordinary   ?D? Share 
                                                          pool         pool 
 
                                               GBP?000       GBP?000        GBP?000 
 
  Financial News Publishing Limited             10         10           - 
 
  Hoole Hall Country Club Holdings Limited      50         40          10 
 
  Hoole Hall Spa and Leisure Limited            20         10          10 
 
  Sundry additions                               1          -           1 
                                           -------------------------------- 
                                                 81         60          21 
 
 
After  the period  end, the  Company invested GBP504,000  in Cadbury House Holdings 
Limited,  split  between  a  re-investment  of   GBP389,000  from the investment in 
Cadbury  House  Limited  and  a  new  investment  of  GBP115,000 (split between the 
Ordinary pool,  GBP55,000, and ?D? Share pool,  GBP60,000). 
Investment disposals during the 3 months ended31 October 2009 
OrdinaryShare pool 
 
                                    Market 
                                  value at                               Total 
                               1  February  Disposal Gain/(loss)    realised 
                         Cost        2009   proceeds    in period gain/(loss) 
 
                          GBP?000       GBP?000      GBP?000        GBP?000        GBP?000 
 
 Dipford Group plc        245          -         -       (245)           - 
 
 Interserve plc            42         49        60          18 11 
 
 Treasury 8% Stock 2009   342        345       331        (11) (14) 
                       ---------------------------------------------------- 
                           629        394       391       (238) (3) 
 
 
?D? Share pool 
 
                                    Market 
                                  value at                               Total 
                               1  February  Disposal Gain/(loss)     realised 
                         Cost        2009   proceeds    in period gain/(loss) 
 
                          GBP?000       GBP?000      GBP?000        GBP?000        GBP?000 
 
 Treasury 8% Stock 2009   589        594       569        (20) (25) 
 
 
Other  than the  re-investment noted  above, there  were no disposals between 1 
November 2009 and the date of this report. 
 
Changes toshare capital 
 
                                      Ordinary Shares of      D Shares of 
                                          10p each            10p each 
 
                                          Shares    GBP?000      Shares    GBP?000 
 
  As at 31 July2009                  13,086,372   1,308   2,836,269     284 
 
  Shares bought back and cancelled            -                    -       - 
                                   ------------------------------------------ 
  As at 31 October 2009              13,086,372   1,308   2,836,269     284 
 
 
There  were  no  shares  purchased  by  the  Company for cancellation between 1 
November2009 and the date of this report. 
 
Mergerdiscussions 
On 30 November 2009, the Company announced that it is in merger discussions with 
Pennine Downing AIM VCT 2 plc and that any merger is expected to   be   by   way 
  of   a   "scheme   of reconstruction" pursuant to   S.110 of   the Insolvency   Act 
1986.   Merger discussions are ongoing. 
 
Materialevents 
Other  than describedabove, there were no material events during the period from 
1 August  2009 to 31 October 2009 or  in the period  from 1 November 2009 to the 
date of this announcement. 
 
 
[HUG#1363392] 
 

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