Sula Iron & Gold PLC TR-1 (8588T)
October 17 2017 - 9:51AM
UK Regulatory
TIDMSULA
RNS Number : 8588T
Sula Iron & Gold PLC
17 October 2017
Sula Iron & Gold PLC
17 October 2017
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the
relevant issuer and to the FCA in Microsoft Word
format if possible)(i)
-----------------------------------------------------------------------------------------------------
1a. Identity of the issuer Sula Iron & Gold plc
or the underlying issuer
of existing shares to which
voting rights are attached(ii)
:
------------------------------------------------ ---------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
-----------------------------------------------------------------------------------------------------
Non-UK issuer
--------------------------------------------------------------------------------- ------------------
2. Reason for the notification (please mark the
appropriate box or boxes with an "X")
-----------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
--------------------------------------------------------------------------------- ------------------
An acquisition or disposal of financial instruments
--------------------------------------------------------------------------------- ------------------
An event changing the breakdown of voting rights
--------------------------------------------------------------------------------- ------------------
Other (please specify)(iii) :
--------------------------------------------------------------------------------- ------------------
3. Details of person subject to the notification
obligation(iv)
Name D-Beta One EQ, Ltd.
City and country of registered
office (if applicable)
4. Full name of shareholder(s) (if different from
3.)(v)
-----------------------------------------------------------------------------------------------------
Name Cuart Investments PCC Limited
------------------------------------------------ ---------------------------------------------------
City and country of registered
office (if applicable)
------------------------------------------------ ---------------------------------------------------
5. Date on which the threshold 16 October 2017
was crossed or reached(vi)
:
------------------------------------------------ ---------------------------------------------------
6. Date on which issuer 16 October 2017
notified (DD/MM/YYYY):
------------------------------------------------ ---------------------------------------------------
7. Total positions of person(s) subject to the notification
obligation
-----------------------------------------------------------------------------------------------------
% of voting % of voting Total of Total number
rights attached rights through both in of voting rights
to shares financial % (8.A + of issuer(vii)
(total of instruments 8.B)
8. A) (total of
8.B 1 + 8.B
2)
----------------------- ----------------------- ---------------- ------------- ------------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached 8.62 3,271,746,363
----------------------- ----------------------- ---------------- ------------- ------------------
Position
of previous
notification
(if
applicable)
----------------------- ----------------------- ---------------- ------------- ------------------
8. Notified details of the resulting situation on
the date on which the threshold was crossed or reached(viii)
--------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
--------------------------------------------------------------------------------------------------------------
Class/type Number of voting rights(ix) % of voting rights
of
shares
ISIN code
(if possible)
-----------------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 (Art 9 of (Art 10
Directive of Directive Directive of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
---------------------- --------------------- -------------- ------------------------------ --------------
Ordinary
Shares (GB00B6Y3CV16) 281,969,178 8.62
----------------------- --------------------- -------------- ------------------------------ --------------
SUBTOTAL
8. A 281,969,178 8.62
----------------------- ------------------------------------- ----------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
--------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion rights that rights
Period(xi) may be acquired
if the instrument
is
exercised/converted.
----------------------- --------------------- -------------- ------------------------------ --------------
SUBTOTAL
8. B 1
-------------- ------------------------------ --------------
B 2: Financial Instruments with similar economic
effect according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
--------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Physical Number % of voting
financial date(x) Conversion or cash of voting rights
instrument Period settlement(xii) rights
(xi)
---------------------- ---------------------- -------------- ----------------- ----------- --------------
SUBTOTAL
8.B.2
----------------- ----------- --------------
9. Information in relation to the person subject
to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation
is not controlled by any natural person or legal
entity and does not control any other undertaking(s)
holding directly or indirectly an interest in
the (underlying) issuer(xiii)
Full chain of controlled undertakings through X
which the voting rights and/or the
financial instruments are effectively held
starting with the ultimate controlling natural
person or legal entity(xiv) (please add additional
rows as necessary)
----------------------------------------------------------- ---------------------
Name(xv) % of voting % of voting Total of both
rights if it rights through if it equals
equals or is financial or is higher
higher than instruments than the notifiable
the notifiable if it equals threshold
threshold or is higher
than the notifiable
threshold
--------------- ----------------- ----------------------- ---------------------
D-Beta One
EQ, Ltd. 8.62% 8.62%
--------------- ----------------- ----------------------- ---------------------
10. In case of proxy voting, please identify:
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Name of the proxy holder
---------------------------------- ----------------------------------------------
The number and % of voting
rights held
---------------------------------- ----------------------------------------------
The date until which the
voting rights will be held
---------------------------------- ----------------------------------------------
11. Additional information(xvi)
----------------------------------------------------------------------------------
The Ordinary Shares are held by Jarvis Investment
Management in CREST for the account of D-Beta One
EQ, Ltd.
----------------------------------------------------------------------------------
Place of Mountainside, New Jersey, USA
completion
------------------- ------------------------------
Date of completion 16 October 2017
------------------- ------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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