JPMorgan Asset Management Form 8.3 - Royal Dutch Shell Plc Amendment (8271G)
November 24 2015 - 9:30AM
UK Regulatory
TIDMRDSA
RNS Number : 8271G
JPMorgan Asset Management
24 November 2015
AMENDMENT
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: JPMorgan Asset Management
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(b) Owner or controller of interests and short positions disclosed, if different from N/A
1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s),
settlor and beneficiaries must be named.
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(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Royal Dutch Shell PLC
Use a separate form for each offeror/offeree
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(d) If an exempt fund manager connected with an offeror/offeree, state this and specify Yes
identity BG Group PLC
of offeror/offeree:
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(e) Date position held/dealing undertaken: 20 November 2015
For an opening position disclosure, state the latest practicable date prior to the
disclosure
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(f) In addition to the company in 1(c) above, is the discloser making disclosures in Yes
respect BG Group PLC
of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: EUR 0.07 A Ordinary Shares
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Interests Short positions
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Number % Number %
---------------------------------------------------------------------------- ------------- ----- ------------- ---
(1) Relevant securities owned and/or controlled: 17,712,605 * 0.45
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(2) Cash-settled derivatives: 6,930 0.00
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(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
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TOTAL: 17,719,535 * 0.45
---------------------------------------------------------------------------- ------------- ----- ------------- ---
*In addition to the dealings in section 3, there is an increase
in the holding of 359 ADR due to a transfer.
Class of relevant security: EUR 0.07 B Ordinary Shares
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Interests Short positions
---------------------------------------------------------------------------- -------------------- ------------------
Number % Number %
---------------------------------------------------------------------------- ------------- ----- ---------- ------
(1) Relevant securities owned and/or controlled: 23,242,718 0.95
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(2) Cash-settled derivatives: 1,039,069 0.04 987,126 0.04
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(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
---------------------------------------------------------------------------- ------------- ----- ---------- ------
TOTAL: 24,281,787 0.99 987,126 0.04
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
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Details, including nature of the rights concerned and relevant percentages:
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
EUR 0.07 A Ordinary Shares
Class of relevant security Purchase/sale Number of securities Price per unit
--------------------------- -------------- --------------------- ---------------
ADR Purchase 21 49.6550 USD
ADR Sale 167 49.6490 USD
ADR Sale 249 49.6990 USD
ADR Sale 34 49.7090 USD
ADR Sale 40 49.8790 USD
ADR Sale 24 49.9690 USD
ADR Sale 47 50.0490 USD
ADR Sale 4 50.0500 USD
--------------------------- -------------- --------------------- ---------------
EUR 0.07 B Ordinary Shares
Class of relevant security Purchase/sale Number of securities Price per unit
--------------------------- -------------- --------------------- ---------------
Ordinary Share Purchase 111,861 16.7250 GBP
ADR Sale 84 50.0090 USD
ADR Sale 35 50.2390 USD
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(b) Cash-settled derivative transactions
EUR 0.07 A Ordinary Shares
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
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