Spectra Systems Corporation Holding(s) in Company (6353D)
October 10 2018 - 8:37AM
UK Regulatory
TIDMSPSY TIDMSPSC
RNS Number : 6353D
Spectra Systems Corporation
10 October 2018
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS
1a. Identity of the issuer or Spectra Systems
the underlying issuer of existing
shares to which voting rights
are attached(ii) :
---------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please
mark with an "X" if appropriate)
Non-UK issuer
-------------
2. Reason for the notification (please mark the appropriate box
or boxes with an "X")
An acquisition or disposal of voting rights x
-------------
An acquisition or disposal of financial instruments
-------------
An event changing the breakdown of voting rights
-------------
Other (please specify)(iii) :
-------------
3. Details of person subject to the notification obligation(iv)
Name Mr and Mrs Nicholas Slater
---------------------------------------------------------
City and country of registered London
office (if applicable)
---------------------------------------------------------
4. Full name of shareholder(s) (if different from 3.)(v)
Name
---------------------------------------------------------
City and country of registered
office (if applicable)
---------------------------------------------------------
5. Date on which the threshold 09/10/2018
was crossed or reached(vi) :
---------------------------------------------------------
6. Date on which issuer notified 09/10/2018
(DD/MM/YYYY):
---------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting Total of both Total number
rights attached rights through in % (8.A + of voting
to shares (total financial instruments 8.B) rights of
of 8. A) (total of 8.B issuer(vii)
1 + 8.B 2)
----------------------- ----------------------- ----------------- -------------
Resulting situation
on the date
on which threshold
was crossed
or reached 9.00% 9.00% 45,468,623
----------------------- ----------------------- ----------------- -------------
Position of
previous notification
(if
applicable) 8.03% 8.03%
----------------------- ----------------------- ----------------- -------------
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type Number of voting rights(ix) % of voting rights
of
shares
ISIN code (if
possible)
------------------------------------- --------------------------------------------------------
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of (Art 9 of Directive (Art 10 of Directive
2004/109/EC) Directive 2004/109/EC) 2004/109/EC)
(DTR5.1) 2004/109/EC) (DTR5.1) (DTR5.2.1)
(DTR5.2.1)
-------------------- --------------- --------------------------------- ---------------------
4,091,471 9.00%
-------------------- --------------- --------------------------------- ---------------------
SUBTOTAL 8.
A 4,091,471 9.00%
------------------------------------- --------------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion rights that may rights
Period(xi) be acquired if
the instrument
is
exercised/converted.
-------------------- --------------- --------------------------------- ---------------------
SUBTOTAL 8. B
1
-------------------- --------------- --------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical Number of % of voting
financial date(x) Conversion or cash voting rights rights
instrument Period (xi) settlement(xii)
--------------------- --------------- ---------------- --------------- ---------------------
SUBTOTAL
8.B.2
--------------------------------------- --------------- ---------------- --------------- ---------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control
any other undertaking(s) holding directly or indirectly an
interest in the (underlying) issuer(xiii)
-----------------
Full chain of controlled undertakings through which the voting
rights and/or the
financial instruments are effectively held starting with
the ultimate controlling natural person or legal entity(xiv)
(please add additional rows as necessary)
-----------------
Name(xv) % of voting rights % of voting rights Total of both
if it equals or through financial if it equals or
is higher than the instruments if it is higher than
notifiable threshold equals or is higher the notifiable
than the notifiable threshold
threshold
------------------------------- ------------------------- -------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
----------------------------------------------
The number and % of voting rights
held
----------------------------------------------
The date until which the voting
rights will be held
----------------------------------------------
11. Additional information(xvi)
Place of completion London
Date of completion 09/10/2018
-----------
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END
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