Current Report Filing (8-k)
January 12 2021 - 7:00AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
January 12, 2021
Date of Report (Date of earliest event
reported)
Aprea Therapeutics, Inc.
(Exact name of registrant as specified in
its charter)
Delaware
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001-39069
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84-2246769
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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535 Boylston Street
Boston, Massachusetts
(Address of principal executive offices)
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02116
(Zip Code)
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Registrant's telephone number, including area code: (617) 463-9385
(Former name or former address, if changed since last report): Not applicable
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under
the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the
Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on
which registered
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Common stock, par value $0.001 per share
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APRE
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NASDAQ Global Select Market
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company x
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. x
Item 2.02 Results of Operations and Financial Condition
As discussed below, in connection with participation
in the 39th Annual J.P. Morgan Healthcare Conference, Aprea Therapeutics, Inc. (the “Company”) updated its
corporate presentation to include disclosure that the Company had $89.0 million of cash and cash equivalents (unaudited) as of
December 31, 2020.
Because the Company’s consolidated
financial statements for the year ended December 31, 2020 have not yet been finalized or audited, the preliminary statement of
the Company’s cash and cash equivalents as of December 31, 2020 in this Item 2.02 is subject to change, and the Company’s
actual cash and cash equivalents as of December 31, 2020 may differ materially from this preliminary estimate. Accordingly, you
should not place undue reliance on this preliminary estimate.
Item 7.01 Regulation FD Disclosure
Beginning on January 12, 2021, the Company
will participate in the 39th Annual J.P. Morgan Healthcare Conference. The Company has updated its corporate presentation
that it intends to use in connection with its presentation on Tuesday January 12, 2020 at 2:50 p.m. Eastern Time in meetings with
investors. The updates primarily include updates on the Company’s ongoing and planned clinical trials and disclosure regarding
the Company’s cash and cash equivalents as of December 31, 2020.
A copy of the Company’s corporate
presentation is attached hereto as Exhibit 99.1 and is hereby incorporated by reference herein.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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Aprea Therapeutics, Inc.
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Dated: January 12, 2021
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By:
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/s/ Christian S. Schade
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Name: Christian S. Schade
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Title: Chairman and Chief Executive Officer
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