FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Papkoff Jacqueline Sybil
2. Issuer Name and Ticker or Trading Symbol

ASSEMBLY BIOSCIENCES, INC. [ ASMB ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
SVP-CSO Microbiome
(Last)          (First)          (Middle)

C/O ASSEMBLY BIOSCIENCES, INC., 11711 N. MERIDIAN STREET, SUITE 310
3. Date of Earliest Transaction (MM/DD/YYYY)

10/1/2019
(Street)

CARMEL, IN 46032
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (right to buy)  $9.31  10/1/2019    A     27500       (1) 10/1/2029  Common Stock  27500  $0.00  27500  D   

Explanation of Responses:
(1)  Grant of stock options. The stock options vest over four years, assuming continuous service on each vesting date, as follows: 25% shall vest on the first anniversary of the date of grant, October 1, 2020; and the remaining 75% shall vest in 36 approximately equal monthly installments, with the options becoming fully vested on October 1, 2023.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Papkoff Jacqueline Sybil
C/O ASSEMBLY BIOSCIENCES, INC.
11711 N. MERIDIAN STREET, SUITE 310
CARMEL, IN 46032


SVP-CSO Microbiome

Signatures
/s/ John O. Gunderson, as Attorney-in-Fact 10/1/2019
**Signature of Reporting Person Date


Assembly Biosciences (NASDAQ:ASMB)
Historical Stock Chart
From Apr 2024 to May 2024 Click Here for more Assembly Biosciences Charts.
Assembly Biosciences (NASDAQ:ASMB)
Historical Stock Chart
From May 2023 to May 2024 Click Here for more Assembly Biosciences Charts.

Assembly Biosciences, Inc. News

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Assembly Biosciences Reports Fourth Quarter and Year End 2023 Financial Results and Recent Highlights
Thursday 28 March 2024 (1 month ago) • GlobeNewswire Inc.
Assembly Biosciences Announces Effective Date of Reverse Stock Split
Thursday 8 February 2024 (3 months ago) • GlobeNewswire Inc.
Form 8-K - Current report
Friday 2 February 2024 (3 months ago) • Edgar (US Regulatory)
Form 4 - Statement of changes in beneficial ownership of securities
Friday 19 January 2024 (4 months ago) • Edgar (US Regulatory)
Form 8-K - Current report
Wednesday 17 January 2024 (4 months ago) • Edgar (US Regulatory)
Assembly Biosciences Provides Anticipated Development Milestones for 2024
Thursday 4 January 2024 (4 months ago) • GlobeNewswire Inc.
Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
Thursday 21 December 2023 (5 months ago) • Edgar (US Regulatory)
Form DEF 14A - Other definitive proxy statements
Thursday 21 December 2023 (5 months ago) • Edgar (US Regulatory)
Form PRE 14A - Other preliminary proxy statements
Monday 11 December 2023 (5 months ago) • Edgar (US Regulatory)
Form 3 - Initial statement of beneficial ownership of securities
Monday 11 December 2023 (5 months ago) • Edgar (US Regulatory)
Form 8-K - Current report
Thursday 7 December 2023 (5 months ago) • Edgar (US Regulatory)
Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
Wednesday 22 November 2023 (5 months ago) • Edgar (US Regulatory)