Current Report Filing (8-k)
June 23 2017 - 3:12PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
____________
FORM 8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR
15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date of
Report (Date of earliest event reported):
June 20,
2017
CHROMADEX CORPORATION
(Exact name of registrant as specified in its
charter)
Delaware
|
001-37752
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26-2940963
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(State
or other jurisdiction of incorporation)
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(Commission
File Number)
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(IRS
Employer Identification No.)
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10005 Muirlands Boulevard, Suite G, Irvine, California,
92618
(Address
of principal executive offices, including zip code)
(949) 419-0288
(Registrant's telephone number, including area
code)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[
]Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
[
]Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
[
]Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
[
]Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the
registrant is an emerging growth company as defined in
Rule
405 of the Securities
Act of 1933 (
§
230.405 of
this chapter) or Rule
12b-2 of the Securities Exchange Act
of 1934 (
§
240.12b-2 of
this chapter).
Emerging growth
company
☐
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section
13(a)
of the Exchange Act.
☐
Item 5.02
Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of
Certain Officers.
(e) The
Board of Directors of ChromaDex Corporation (the
“Company”) previously approved the ChromaDex
Corporation 2017 Equity Incentive Plan (the “2017
Plan”), subject to approval by the stockholders of the
Company. The 2017 Plan is intended to be the successor to the
ChromaDex Corporation Second Amended and Restated 2007 Equity
Incentive Plan. On June 20, 2017, the stockholders of the Company
approved the 2017 Plan.
A
detailed summary of the material terms and conditions of the 2017
Plan is set forth under the heading “Proposal 2: Approval of
the ChromaDex Corporation 2017 Equity Incentive Plan” in the
Company’s
definitive proxy
statement for the Company’s 2017 Annual Meeting of
Stockholders
filed with the Securities and Exchange
Commission on May 1, 2017 (the “Proxy Statement”),
which is incorporated herein by reference. The foregoing
description of the 2017 Plan and the summary of the 2017 Plan
included in the
Proxy
Statement
are not complete and are qualified in their
entirety by reference to the full text of the 2017 Plan, which is
filed herewith as
Exhibit 99.1
.
Item 5.07
Submission of Matters to a Vote of Security Holders.
Set
forth below are the results of the matters submitted for a vote of
stockholders at the Company’s 2017 Annual Meeting of
Stockholders held on June 20, 2017.
Proposal 1 — Election of directors.
The
following directors were elected to serve until the Company’s
2018 Annual Meeting of Stockholders
and until his or her successor is elected, or, if
sooner, until such director’s death, resignation or
removal
.
Director Elected
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|
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Stephen
Allen
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20,526,391
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102,607
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12,678,171
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Frank L. Jaksch
Jr.
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20,521,691
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107,307
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12,678,171
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Stephen
Block
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20,526,390
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102,608
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12,678,171
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Jeff
Baxter
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20,521,691
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107,307
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12,678,171
|
Robert
Fried
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20,526,390
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102,608
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12,678,171
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Kurt
Gustafson
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20,521,690
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107,308
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12,678,171
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Steven
Rubin
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20,526,391
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102,607
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12,678,171
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Proposal 2 — Approval of ChromaDex Corporation 2017 Equity
Incentive Plan.
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|
|
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19,302,476
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1,036,211
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290,310
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12,678,172
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Proposal
3 — Ratification of the appointment of Marcum LLP as the
Company's independent registered public accounting firm for the
fiscal year ending December 30, 2017.
|
|
|
|
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32,666,330
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360,162
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280,677
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0
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Item 9.01
Financial Statements and Exhibits.
(d)
Exhibits
.
Exhibit Number
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Description
|
|
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99.1
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ChromaDex
Corporation 2017 Equity Incentive Plan.
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SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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CHROMADEX CORPORATION
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Dated:
June 23, 2017
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By:
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/s/
Frank L. Jaksch, Jr.
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Name:
Frank L. Jaksch, Jr.
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Chief
Executive Officer
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INDEX TO EXHIBITS
ExhibitNumber
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Description
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99.1
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ChromaDex
Corporation 2017 Equity Incentive Plan.
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|
|
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