UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
FGL HOLDINGS
(Name of Issuer)
Ordinary Shares, par value $0.0001 per share
(Title of Class of Securities)
G3402M102
(CUSIP Number)
December 31, 2017
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ X ]
Rule 13d-1(b)
[ ]
Rule 13d-1(c)
[ ]
Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Continued on following pages
Page 1 of 13 Pages
Exhibit Index: Page 10
1
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NAMES OF REPORTING PERSONS
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BLUE POOL CAPITAL LIMITED
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|
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
☐
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(b)
☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Hong Kong
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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2,678,527 (1)
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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2,678,527 (1)
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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2,678,527 (1)
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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1.2%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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FI, OO
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(1)
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This amount consists of 1,307,032 Shares obtainable upon exercise of warrants.
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1
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NAMES OF REPORTING PERSONS
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BLUE POOL MANAGEMENT LTD.
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|
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
☐
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(b)
☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Cayman Islands
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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2,678,527 (1)
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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2,678,527 (1)
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
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2,678,527 (1)
|
|
|
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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1.2%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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OO, HC
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(1)
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This amount consists of 1,307,032 Shares obtainable upon exercise of warrants.
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1
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NAMES OF REPORTING PERSONS
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ALEXANDER GUSTAV LENNART WEST
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
☐
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(b)
☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Sweden
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0
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|
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6
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SHARED VOTING POWER
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2,678,527 (1)
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|
|
|
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7
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SOLE DISPOSITIVE POWER
|
|
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0
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|
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8
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SHARED DISPOSITIVE POWER
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|
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2,678,527 (1)
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|
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9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
2,678,527 (1)
|
|
|
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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1.2%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN, HC
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(1)
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This amount consists of 1,307,032 Shares obtainable upon exercise of warrants.
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1
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NAMES OF REPORTING PERSONS
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OLIVER PAUL WEISBERG
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
☐
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(b)
☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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2,678,527 (1)
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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2,678,527 (1)
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9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
2,678,527 (1)
|
|
|
|
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10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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1.2%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN, HC
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(1)
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This amount consists of 1,307,032 Shares obtainable upon exercise of warrants.
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Item 1(a).
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Name of Issuer:
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FGL Holdings (the “Issuer”)
Item 1(b).
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Address of Issuer’s Principal Executive Offices:
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Sterling House, 16 Wesley Street, Hamilton HM CX, Bermuda
Item 2(a).
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Name of Person Filing
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This Statement is filed on behalf of each of the following persons (collectively, the “Reporting Persons”)
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i)
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Blue Pool Capital Limited (“BPCL”);
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ii)
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Blue Pool Management Ltd. (“BPM”);
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iii)
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Alexander Gustav Lennart West (“Mr. West”); and
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iv)
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Oliver Paul Weisberg (“Mr. Weisberg”).
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This Statement relates to Shares (as defined herein) held for the account of Absolute Partners Master Fund Limited (the “Master Fund”), an exempted company organized under the laws of the Cayman Islands. BPCL provides investment advisory services to the investment manager of the Master Fund and, in such capacity, exercises voting and investment power over the Shares held for the account of the Master Fund. BPM is the sole shareholder of BPCL. Each of Mr. West and Mr. Weisberg is a shareholder and a director of BPM.
Item 2(b).
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Address of Principal Business Office or, if None, Residence:
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The address of the principal business office of each of the Reporting Persons is 3208 Two Exchange Square, Central, Hong Kong.
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i)
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BPCL is a company incorporated in Hong Kong;
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ii)
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BPM is an exempted company incorporated with limited liability in the Cayman Islands;
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iii)
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Mr. West is a citizen of Sweden; and
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iv)
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Mr. Weisberg is a citizen of the United States of America.
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Item 2(d).
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Title of Class of Securities:
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Ordinary Shares, par value $0.0001 per share (the “Shares”)
G3402M102
Item 3.
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If This Statement is Filed Pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the Person Filing is a:
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(g)
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T
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(j)
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T
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A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
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Item 4(a)
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Amount Beneficially Owned:
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As of December 31, 2017, each of the Reporting Persons may be deemed the beneficial owner of 2,678,527 Shares held by the Master Fund. This amount consists of 1,307,032 Shares obtainable upon exercise of warrants.
Item 4(b)
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Percent of Class:
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As of December 31, 2017, each of the Reporting Persons may be deemed the beneficial owner of approximately 1.2% of Shares outstanding (based on 214,370,000 Shares outstanding as of December 20, 2017, according to the Issuer’s registration statement on Form S-3, filed December 21, 2017).
Item 4(c)
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Number of Shares as to which such person has:
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(i) Sole power to vote or direct the vote:
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0
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(ii) Shared power to vote or direct the vote:
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2,678,527
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(iii) Sole power to dispose or direct the disposition of:
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0
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(iv) Shared power to dispose or direct the disposition of:
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2,678,527
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Item 5.
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Ownership of Five Percent or Less of a Class:
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If this statement is being filed to report the fact that as of the date hereof each of the Reporting Persons has ceased to be the beneficial owner of more than five percent of the class of securities, check the following
☒
.
Item 6.
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Ownership of More than Five Percent on Behalf of Another Person:
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See
disclosure in Items 2 and 4 hereof
.
Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:
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See disclosure in Item 2 hereof.
Item 8.
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Identification and Classification of Members of the Group:
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This Item 8 is not applicable.
Item 9.
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Notice of Dissolution of Group:
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This Item 9 is not applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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BLUE POOL CAPITAL LIMITED
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By:
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/s/ Henry Li
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Name:
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Henry Li
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Title:
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Partner and General Counsel
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BLUE POOL MANAGEMENT LTD.
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By:
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/s/ Henry Li
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Name:
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Henry Li
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Title:
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Attorney-in-fact for each of Alexander Gustav
Lennart West and Oliver Paul Weisberg,
Directors of Blue Pool Management Ltd.
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ALEXANDER GUSTAV LENNART WEST
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By:
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/s/ Henry Li
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Name:
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Henry Li
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Title:
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Attorney-in-fact
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By:
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/s/ Henry Li
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Name:
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Henry Li
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Title:
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Attorney-in-fact
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February 13, 2018
EXHIBIT INDEX
A
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Joint Filing Agreement
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11
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B
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Power of Attorney: Alexander Gustav Lennart West
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12
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C
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Power of Attorney: Oliver Paul Weisberg
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13
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EXHIBIT A
JOINT FILING AGREEMENT
The undersigned hereby agree that the statement on Schedule 13G with respect to the Ordinary Shares of FGL Holdings dated as of February 13, 2018 is, and any amendments thereto (including amendments on Schedule 13D) signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.
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BLUE POOL CAPITAL LIMITED
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By:
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/s/ Henry Li
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Name:
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Henry Li
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Title:
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Partner and General Counsel
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BLUE POOL MANAGEMENT LTD.
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By:
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/s/ Henry Li
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Name:
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Henry Li
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Title:
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Attorney-in-fact for each of Alexander Gustav
Lennart West and Oliver Paul Weisberg,
Directors of Blue Pool Management Ltd.
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ALEXANDER GUSTAV LENNART WEST
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By:
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/s/ Henry Li
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Name:
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Henry Li
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Title:
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Attorney-in-fact
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By:
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/s/ Henry Li
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Name:
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Henry Li
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Title:
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Attorney-in-fact
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February 13, 2018
EXHIBIT B
POWER OF ATTORNEY
Know all by these present, that I, Alexander Gustav Lennart West, hereby make, constitute and appoint Henry Li, acting individually, as my agent and attorney-in-fact for the purpose of executing in my name, (a) in my personal capacity or (b) in my capacity as Director of Blue Pool Management Ltd., an exempted company incorporated with limited liability in the Cayman Islands, all documents, certificates, instruments, statements, filings and agreements (“documents”) to be filed with or delivered to United States Securities and Exchange Commission (the “SEC”) pursuant to the Securities Exchange Act of 1934, as amended (the “Act”), and the rules and regulations promulgated thereunder, including, without limitation, (1) all documents relating to the beneficial ownership of securities required to be filed with the SEC pursuant to Section 13(d) or Section 16(a) of the Act, including, without limitation: (a) any acquisition statements on Schedule 13D or Schedule 13G and any amendments thereto; (b) any joint filing agreements pursuant to Rule 13d-1(k) under the Act; and (c) any initial statements of, or statements of changes in, beneficial ownership of securities on Form 3, Form 4 or Form 5, and (2) any information statements on Form 13F required to be filed with the SEC pursuant to Section 13(f) of the Act.
All past acts of this attorney-in-fact in furtherance of the foregoing are hereby ratified and confirmed.
This Power of Attorney shall remain in full force and effect until the earlier of it being (a) revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact or (b) superseded by a new power of attorney regarding the purposes outlined herein as of a later date
.
IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney, this 10th day of January 2017.
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/s/ Alexander Gustav Lennart West
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Alexander Gustav Lennart West
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Know all by these present, that I, Oliver Paul Weisberg, hereby make, constitute and appoint Henry Li, acting individually, as my agent and attorney-in-fact for the purpose of executing in my name, (a) in my personal capacity or (b) in my capacity as Director of Blue Pool Management Ltd., an exempted company incorporated with limited liability in the Cayman Islands, all documents, certificates, instruments, statements, filings and agreements (“documents”) to be filed with or delivered to United States Securities and Exchange Commission (the “SEC”) pursuant to the Securities Exchange Act of 1934, as amended (the “Act”), and the rules and regulations promulgated thereunder, including, without limitation, (1) all documents relating to the beneficial ownership of securities required to be filed with the SEC pursuant to Section 13(d) or Section 16(a) of the Act, including, without limitation: (a) any acquisition statements on Schedule 13D or Schedule 13G and any amendments thereto; (b) any joint filing agreements pursuant to Rule 13d-1(k) under the Act; and (c) any initial statements of, or statements of changes in, beneficial ownership of securities on Form 3, Form 4 or Form 5, and (2) any information statements on Form 13F required to be filed with the SEC pursuant to Section 13(f) of the Act.
All past acts of this attorney-in-fact in furtherance of the foregoing are hereby ratified and confirmed.
This Power of Attorney shall remain in full force and effect until the earlier of it being (a) revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact or (b) superseded by a new power of attorney regarding the purposes outlined herein as of a later date
.
IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney, this 10th day of January 2017.