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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

FORM 8-K 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): May 24, 2023

 

 

 

First Capital, Inc.

(Exact Name of Registrant as Specified in its Charter)

 

 

 

Indiana   0-25023   35-2056949
(State or Other Jurisdiction
of Incorporation)		   (Commission
File Number)		   (IRS Employer
Identification No.)

 

220 Federal Drive N.W., Corydon, Indiana 47112

(Address of Principal Executive Offices) (Zip Code)

 

(812) 738-2198

(Registrant’s Telephone Number, Including Area Code)

 

Not Applicable

(Former name or former address, if changed since last report)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨       Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨       Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨       Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨       Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, par value $0.01 per share   FCAP   The NASDAQ Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company    ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.     ¨

 

 

 

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

First Capital, Inc. (the “Company”) held its Annual Meeting of Shareholders on May 24, 2023. Matters voted upon were: (1) election of five directors of one class of the Company’s Board of Directors to serve for three years and until the election and qualification of their successors; (2) ratification of the appointment of Monroe Shine & Co. as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2023; (3) approval of a non-binding advisory proposal on Executive Compensation; and (4) a non-binding advisory vote on the frequency of the non-binding advisory proposal on Executive Compensation. The final number of votes cast for, against or withheld, as well as the number of abstentions and broker non-votes, with respect to each matter are set forth below. Voting results are, when applicable, reported by rounding fractional share voting up or down to the nearest round number:

 

  1. Election of five members of one class of the Company’s Board of Directors to serve for three years and until the election and qualification of their successors:

 

Director Nominee   For   Against   Abstentions   Broker Non-Votes
William W. Harrod   1,254,240   202,980   33,452   958,454
Michael C. Frederick   1,307,807   179,992   2,874   958,454
Lou Ann Moore   1,257,003   194,949   38,721   958,454
Robert C. Guilfoyle   1,227,269   253,943   9,461   958,454
Dana L. Huber   1,267,456   219,744   3,473   958,454

 

  2. Ratification of the appointment of Monroe Shine & Co. as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2023.

 

For   Against   Abstentions   Broker Non-Votes
2,407,361   22,691   19,075   N/A

 

  3. Approval of a non-binding advisory proposal on Executive Compensation.

 

For   Against   Abstentions   Broker Non-Votes
1,236,340   194,130   60,203   958,454

 

4.A non-binding advisory vote on the frequency of the non-binding proposal to approve Executive Cempensation.

 

 One Year   Two Years   Three Years   Abstentions   Broker Non-Votes
1,148,298   95,586   136,036   110,753   N/A

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  FIRST CAPITAL, INC.
     
Date: May 30, 2023 By:   /s/ Joshua P. Stevens
    Name: Joshua P. Stevens
    Title: Chief Financial Officer

 

 

 

 

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