Termination of Registration of a Class of Security Under Section 12(b) (15-12b)
July 30 2018 - 12:40PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION
UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934
OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number:
001-34636
FINANCIAL ENGINES, INC.
(Financial Engines, LLC as successor to Financial Engines, Inc.)
(Exact name of registrant as specified in its charter)
1050
Enterprise Way, 3d Floor
Sunnyvale, California 94089
(408)
498-6000
(Address, including zip code, and telephone number, including area code, of registrants principal executive offices)
Common Stock, par value $0.0001 per share
(Title of each class of securities covered by this Form)
None
(Titles of all
other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es)
to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
|
|
|
Rule 12g-4(a)(1)
|
|
☒
|
Rule 12g-4(a)(2)
|
|
☐
|
Rule
12h-3(b)(1)(i)
|
|
☒
|
Rule 12h-3(b)(1)(ii)
|
|
☐
|
Rule
15d-6
|
|
☐
|
Approximate number of holders of record as of the certification or notice date: One
Pursuant to the requirements of the Securities Exchange Act of 1934, Financial Engines, LLC, as successor to
Financial Engines, Inc., has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
|
|
|
|
|
|
|
Date: July 30, 2018
|
|
|
|
FINANCIAL ENGINES, LLC
(as
successor to Financial Engines, Inc.)
|
|
|
|
|
|
|
|
|
By:
|
|
/s/ Lewis E. Antone, Jr.
|
|
|
|
|
Name:
|
|
Lewis E. Antone, Jr.
|
|
|
|
|
Title:
|
|
Executive Vice President, General Counsel and Secretary
|
Financial Engines, Inc. (delisted) (NASDAQ:FNGN)
Historical Stock Chart
From May 2024 to Jun 2024
Financial Engines, Inc. (delisted) (NASDAQ:FNGN)
Historical Stock Chart
From Jun 2023 to Jun 2024