Statement of Changes in Beneficial Ownership (4)
November 12 2020 - 3:08PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
GOLDNER BRIAN |
2. Issuer Name and Ticker or Trading Symbol
HASBRO, INC.
[
HAS
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chairman & CEO |
(Last)
(First)
(Middle)
C/O HASBRO INC, 1027 NEWPORT AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/9/2020 |
(Street)
PAWTUCKET, RI 02861
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock (Par Value $.50 per share) | 11/9/2020 | | M | | 97225 | A | $52.11 | 155030 | D | |
Common Stock (Par Value $.50 per share) | 11/9/2020 | | S(1) | | 97225 | D | $87.4636 (2) | 57805 | D | |
Common Stock (Par Value $.50 per share) | 11/9/2020 | | M | | 16100 | A | $52.11 | 73905 | D | |
Common Stock (Par Value $.50 per share) | 11/9/2020 | | S(1) | | 16100 | D | $88.2686 (3) | 57805 | D | |
Common Stock (Par Value $.50 per share) | | | | | | | | 1050228.6 | I (4) | By the Brian D. Goldner Trust |
Common Stock(Par Value $.50 per share) | | | | | | | | 30367.6 | I (4) | By the Barbara S. Goldner Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Option (Right to Buy) (5) | $52.11 | 11/9/2020 | | M | | | 113325 | (6) | 2/11/2021 | Common Stock | 113325 | $0 | 113325 | D | |
Explanation of Responses: |
(1) | Sale pursuant to a written trading plan previously adopted in August of 2020 pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934. |
(2) | The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.10 to $88.095, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2). |
(3) | The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $88.105 to $88.48, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3). |
(4) | Mr. Goldner disclaims beneficial ownership of all of these shares except to the extent of his proportionate pecuniary interest therein. |
(5) | These options were granted under an employee stock option plan in accordance with Rule 16b-3 and have tandem tax withholding rights. |
(6) | 33 1/3% of the options became exercisable on each of February 12, 2015, February 12, 2016 and February 12, 2017. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
GOLDNER BRIAN C/O HASBRO INC 1027 NEWPORT AVENUE PAWTUCKET, RI 02861 | X |
| Chairman & CEO |
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Signatures
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Matthew Gilman, P/O/A for Brian Goldner | | 11/12/2020 |
**Signature of Reporting Person | Date |
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